- First Horizon Bank (Miami, FL)
- …(4-Year Accredited College) 4 - 7 Years related auditing experience Relevant financial services industry knowledge ( Regulatory Compliance , Operations) ... + understand and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …management inclusive of forming strategic partnerships and managing to requirements for regulatory compliance . * Supplier Diversity program and practices. * ... supply continuity, protect company assets, and comply with corporate and regulatory policies and contractual compliance . * Maintains appropriate technical… more
- American Express (Sunrise, FL)
- …Data Protection & Privacy Principles. We work to raise privacy awareness, drive compliance with both internal privacy policies and regulatory expectations across ... in assessing the design and efficacy of privacy or compliance risk related controls. **Preferred:** + Certified Information Privacy...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- American Express (Sunrise, FL)
- …with digital and mobile banking products and platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification ... Qualifications:** + 5 years in Compliance or related activities within financial services industry, with demonstrated regulatory knowledge of and expertise… more
- Bank of America (Jacksonville, FL)
- …**Skills:** + Change Management + Decision Making + External Resource Management + Regulatory Compliance + Strategy Planning and Development + Issue Management + ... data to optimize decision-making. + Expertise in risk modeling, compliance , risk management and/or regulatory issues. +...Financial Crimes Risk Programs + Credible Challenge + Regulatory Knowledge + High Risk Activities & Typologies +… more
- MyFlorida (Fort Lauderdale, FL)
- …of leased space. PURCHASING: Oversee the agency's purchasing functions and ensure compliance with appropriate regulatory policies relative to same, including ... up to date policies, protocols and procedures to assure compliance with all relevant standards, statutes and administrative code...event of an emergency. + Experience as a chief financial officer(CFO), Business Manager or Financial… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and skills obtained through education, experience and/or certification in banking industry regulatory compliance to ensure first line compliance with ... risk. Works with internal and external business partners to ensure regulatory compliance within the Bank's Corporate Banking division. Influences strategic… more
- Wells Fargo (Lakeland, FL)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... looking for more? Find it here. At Wells Fargo, we're more than a financial services leader - we're a global trailblazer committed to driving innovation, empowering… more
- Navient (Tallahassee, FL)
- …great together! **The Senior Compliance Analyst position will report to the Sr. Compliance Manager - Head of 1st Line of Defense Compliance .** **As ... workflows. **About You:** + 3-4+ years of experience in regulatory compliance , audit, or operational risk &...is a plus. + 1-2 years of experience conducting compliance testing routines & supporting consumer financial … more
- TD Bank (Jacksonville, FL)
- …guidance on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, ... reporting, escalations, and restrictions related to customers identified as posing increased financial crime risk, in compliance with the bank's Customer Exit… more