- TD Bank (New York, NY)
- …for analyzing and scoping the impact of new and complex regulatory and compliance developments across senior function/business/product, including cross-border ... firm will be considered. + Experience in providing legal, regulatory or compliance advice to Markets sales...colleagues to help them and their families achieve their financial , physical and mental well-being goals. Total Rewards at… more
- Bank of America (New York, NY)
- …needs. Job expectations include driving responsible growth while minimizing regulatory , financial , operational, and reputational risks. The **International** ... International Client Relationship Manager New York, New York **To proceed with...other life goals through investment advice and guidance. Merrill's Financial Advisors and Wealth Management Client Associates help clients… more
- Ross Stores, Inc. (New York, NY)
- …in a predominantly owner\-occupied property\. The role focuses on ensuring regulatory compliance , managing vendor relationships, and supporting capital and ... and development for our teams\. **GENERAL PURPOSE:** The Director, Building Systems/ Compliance and Lease Management is responsible for overseeing the maintenance, … more
- SMBC (New York, NY)
- …with a strong background in data management, technology transformation, or regulatory programs within financial services. + Undergraduate degree required; ... SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a...SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank, SMBC Americas Division has… more
- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …for coordinating business continuity management (BCM) processes and supporting regulatory / compliance related initiatives impacting overall risks to the ... in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals and physical control of… more
- TD Bank (New York, NY)
- …lifecycle: from strategic roadmap, pricing, and structuring to operational design, regulatory compliance , and end-to-end delivery. + Drive portfolio ... Trade Product Manager to lead our bank's traditional trade and financial institutions (FI) trade business across the entire client segment (Commercial banking,… more
- New York Power Authority (White Plains, NY)
- …Abilities** + Thorough knowledge of the utility industry, project siting and regulatory compliance + Knowledgeable in transmission line and/or generation ... including identifying new project opportunities, and assessing feasibility of technical, financial , and regulatory aspects, and ensure alignment with NYPA's… more
- TD Bank (New York, NY)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals, and physical control of… more
- American Express (New York, NY)
- …through legal advice and guidance regarding company activities and legal and regulatory compliance . **Minimum Skills and Qualifications:** + JD with admission ... law firm and/or in-house corporate legal environment. + Experience with US consumer financial regulatory matters, with working knowledge of the Truth in Lending… more