- American Express (New York, NY)
- …for regulatory reporting processes. + Conformance testing to ensure compliance with the reporting guidelines issued by regulators to support regulatory ... and reference data used across operational and reporting processes + Ensure compliance with Quality Assurance governed frameworks eg, Regulatory Reporting… more
- American Express (New York, NY)
- …work to ensure compliance with internal and external regulations. The Senior Manager , Strategic Planning, Regulatory Change PMO will join an expanding team ... business to ensure we effectively delivery against our expanding regulatory requirements and compliance goals as ...means caring for you and your loved ones' physical, financial , and mental health, as well as providing the… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... Manager , Regulatory Relations Group **Requisition ID:**...limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
- Capital One (New York, NY)
- …Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud ... Senior Audit Manager , Financial Crimes Compliance & AML (Hybrid) Capital One's Audit function is a dedicated group of professionals focused on delivering… more
- JPMorgan Chase (Brooklyn, NY)
- Join our Regulatory Commitments Team (RCT) within the Compliance & Operational Risk Team as part of the Commercial & Investment Bank (CIB) Central Controls ... Office. This team is the unique provider of horizontal regulatory oversight and governance for the CIB, responsible for enhancing transparency and senior oversight… more
- Bank of America (New York, NY)
- Global Markets Non- Financial Regulatory Reporting (GM NFRR) Operational Monitoring New York, New York;Charlotte, North Carolina **To proceed with your ... must be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Markets-Non- Financial - Regulatory -Reporting--GM-NFRR--Operational-Monitoring\_25004657) **Job Description:** At Bank of America,… more
- CUNY (Bronx, NY)
- Associate Director of Compliance and Operations ( Financial Aid Manager ) **POSITION DETAILS** The City University of New York (CUNY), the nation's largest ... program adherence; supports College staff in implementing and maintaining compliance with federal and state financial aid...- Performs related duties as assigned. Job Title Name: Financial Aid Manager **CUNY TITLE** Higher Education… more
- Zoom (Albany, NY)
- What you can expect As a Group Product Manager for Financial Services & Compliance , you will lead strategy and execution for Zoom's product offerings ... tailored to the financial services industry-ensuring not only customer-centric innovation but also adherence to regulatory standards (eg, FINRA, SEC, GDPR, data… more
- Mount Sinai Health System (New York, NY)
- **Job Description** The Regulatory Compliance Coordinator I works with investigators, consortiums, and the Clinical Trials Office infrastructure to develop new ... and submission of paperwork necessary to obtain an IND#. 7. Collaborates with the Financial Manager on the development of the study budget (as needed);… more
- TD Bank (New York, NY)
- …experience + 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, ... support of the Compliance regulatory ** **engagement** **strategy. The Compliance Audit & Exam Manager will prepare regular stakeholder communication,… more