- American Express (New York, NY)
- …certifications (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or ... years of experience in first or second line consumer and/or enterprise regulatory compliance , internal/external audit, regulatory examinations / remediation… more
- TD Bank (New York, NY)
- …standards. **About the Role** : We are seeking a proactive and analytical Manager for Compliance Strategy and Operations (S&O) with extensive experience building ... be supported by a Senior Analyst and will work closely with the Senior Manager of Global Compliance Strategy and Operations, Program Management. The successful… more
- TD Bank (New York, NY)
- …standards. Reporting to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance of the ... of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible...Are:** TD is one of the world's leading global financial institutions and is the fifth largest bank in… more
- TD Bank (New York, NY)
- …needed** **Job Summary:** The ** Compliance Administration Oversight & Reporting Manager ** ensures regulatory adherence and risk management within our bank. ... and procedures** + **Partner with operations, technology, and business teams to ensure regulatory compliance ** + **Develop and prepare compliance reports on… more
- Capital One (New York, NY)
- …or payment networks + Certified Anti-Money Laundering Specialist (CAMS) or Certified Regulatory Compliance Manager (CRCM) certification At this time, ... AML Compliance Advisor Senior Manager Capital One...experience + At least 6 years of experience in regulatory compliance , risk management or anti-money laundering… more
- TD Bank (New York, NY)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... compliance that will cascade throughout the organization. The Compliance Business Oversight Manager - Commercial Banking...and independent challenge on business activities and initiatives with regulatory impact. + Serve as a compliance … more
- TD Bank (New York, NY)
- …of the Compliance Risk Assessment framework to ensure the applicable regulatory compliance risks and internal controls are identified and assessed to ... regulatory remediation + Familiarity with developing and implementing regulatory compliance risk management frameworks and programs, including … more
- Project Renewal, Inc. (New York, NY)
- … matters. This position plays a key role in maintaining regulatory compliance and mitigating legal and financial risks while supporting the organization's ... Title: Senior Manager , Compliance Program: Legal, Varick Headquarters...ethical practices, and works closely with leadership to maintain regulatory compliance in healthcare and related human… more
- TD Bank (New York, NY)
- …this transition may vary depending on availability and individual circumstances._ The Compliance Governance & Operations Manager leads the development and ... of regulatory frameworks, risk management best practices, or mature Compliance Management Systems + Advance proficiency with GRC platforms (preferably ServiceNow… more
- TD Bank (New York, NY)
- …dedicated to setting new industry standards. TD Bank is seeking a **Senior Manager ** to prepare executive reporting content for compliance and risk stakeholders. ... transition may vary depending on availability and individual circumstances._ The Senior Manager , Compliance Governance & Operations leads, develops and oversees… more