- TD Bank (New York, NY)
- …issues in a timely manner. + Vet and coordinate First Line responses to regulatory inquiries in coordination with Compliance , Front Office, RSM teams; and other ... (eg 6-12 months) + Generally reports to a Senior Manager or above **Core Accountabilities:** Scope of Supervision accountabilities...regulatory focused reviews, the ability to work with Compliance and Legal to interpret regulation or policy and… more
- TD Bank (New York, NY)
- …Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a...internally and externally. + Possesses an advanced level of financial and strategic acumen to provide insight on strategy… more
- American Express (New York, NY)
- …with digital and mobile banking products & platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification ... Compliance oversight, guidance and challenge to business stakeholders on compliance / regulatory requirements applicable to consumer deposit products and… more
- TD Bank (New York, NY)
- …**Customer Accountabilities:** + Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates relevant and ... **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line oversight and… more
- Capgemini (New York, NY)
- …experience in consulting or industry roles focused on finance, risk management, or regulatory compliance , ideally within financial services or other ... lead transformation programs that strengthen governance, control, and risk management across financial services. You'll design and deliver regulatory and risk… more
- Bank of America (New York, NY)
- …Disclosure team and is responsible for position monitoring and preparation of non- financial regulatory disclosures under the relevant regulatory reporting ... and timeliness + Defines and executes control practices, including compliance with all regulatory and policy requirements,...quality of regulatory reports, and with Non Financial Regulatory Reporting Interpretation and Technology teams… more
- Coinbase (Albany, NY)
- …Compliance Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) and ... onchain platform - and with it, the future global financial system. To achieve our mission, we're seeking a...Programs to ensure compliance with global AML regulatory bodies. The Program Manager will ensure… more
- TD Bank (New York, NY)
- …of policies, procedures and controls, for all department processes + Ensures ongoing compliance with internal / external audit and regulatory requirements + ... TD Securities **Job Description:** The TD Securities, Employee Relations Director, Regulatory and Controls is responsible for leading the oversight and management… more
- American Express (New York, NY)
- …experience. + Bachelor's Degree required. **Preferred Qualifications:** + Certified Regulatory Compliance ManCager (CRCM) or similar professional certification ... Compliance oversight, guidance and challenge to business stakeholders on compliance / regulatory requirements applicable to projects and processes. This… more
- TD Bank (New York, NY)
- …and compliance stakeholders on complex conflict scenarios. + Monitor regulatory developments and industry best practices to ensure the firm's conflict management ... global financial institution, preferably in a Control room or Compliance function. + Bachelor's degree required; advanced degree or professional certification… more