- JPMorgan Chase (New York, NY)
- **Summary** The Business Implementation and Regulatory Strategy (Americas) will be responsible for the design, execution and strategic direction of work addressing ... business and regulatory requirements across Lines of Business and Risk Functions...topics. **Job Description** As part of Risk Management and Compliance , you are at the center of keeping JPMorgan… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... or relationship manager to meet their needs + Partner with financial advisors to understand appropriate introductions to address the needs of customers with… more
- TD Bank (New York, NY)
- …governed by Corporate Functions across TD. This position will primarily support Regulatory Compliance Management and Risk and Control Self-Assessments for US ... + Risk Management + Governance and Control 1B + Regulatory Compliance Management + Risk and Control... with applicable internal and external requirements ( eg financial controls, segregation of duties, transaction approvals and physical… more
- Mount Sinai Health System (Brooklyn, NY)
- …team to develop a cohesive unit leadership group. 4. Maintains service line compliance with all regulatory agency mandates, including the regulations of NYS ... changes and compliance with all hospital ensure and procedures and regulatory agency standards. 12. Encourages, recognizes and rewards manager and staff… more
- TD Bank (New York, NY)
- …sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...and timeliness of data used to detect market abuse, financial misconduct, and regulatory violations. The ideal… more
- TD Bank (New York, NY)
- …abilities for top-tier client interaction and relationship management + Deep understanding of regulatory compliance and risk management in the finance industry + ... with HR and Finance to ensure alignment across job families, entitlements, and financial & regulatory reporting. **Depth & Scope:** + Provides people management… more
- TD Bank (New York, NY)
- …in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals and physical control of ... to month-end financial closing, which details the Bank's month-to-month financial condition, and/or completion of regulatory reports + Reviews monthly… more
- Gateway Hudson Valley (Beacon, NY)
- …residents are up to date and properly documented and stored per agency and regulatory policy and procedure. + Monitor financial records for assigned residents. ... any changes in residents' programs. + Maintain all medical, financial , and program records for assigned caseload under the...with usage of funds and in following agency and regulatory guidelines. Reports issues to the Residential Manager… more
- TD Bank (New York, NY)
- …FINRA Registrations; Health and Life Insurance Licensure + Knowledge of Bank regulatory risk and compliance policies, processes, and requirements + Knowledge ... and activities + Manages controllable expenses in a responsible manner + Drives compliance with all regulatory standards and requirements, TD policies and… more
- TD Bank (New York, NY)
- …operations, products and services, and are operating within risk appetite in compliance with regulatory requirements, Bank policies and risk appetite. Members ... best practices. + Maintain a comprehensive understanding of existing and emerging regulatory requirements, inherent risks, Compliance Policies and Standards, to… more