- American Express (New York, NY)
- …and risk and compliance partners to help shape solutions that meet regulatory expectations such as BCBS 239, CCAR, and other data lineage and aggregation ... on #TeamAmex. The Platforms and Capabilities team within Global Risk and Compliance (GRC) is responsible for building and implementing leading-edge platforms and… more
- BMO Financial Group (New York, NY)
- …to identify potential risk situations/ impacts; makes recommendations or escalates to the manager , as per guidelines. + Monitors the financial market environment ... Our ideal candidate should possess experience in handling various financial instruments such as equity, derivatives, structured liquidity derivatives, trading… more
- MUFG (New York, NY)
- …and credit divisions. + Maintain direct communication with assigned customers. + Ensure compliance with policy and regulatory requirements (eg, ACR, AOA, FSA, ... with little support from management. **Policy Compliance :** + Ensure compliance with external regulatory /internal policy and procedural requirements. +… more
- BMO Financial Group (New York, NY)
- …Develops and/or facilitates development of client-focused solutions based on financial expertise, organizational, technical, regulatory and environmental client ... various capital markets products. + Strong understanding of trading procedures and broader regulatory and financial concepts. + Series 7, 63 licenses required. +… more
- Mount Sinai Health System (New York, NY)
- …team to develop a cohesive unit leadership group. 4. Maintains service line compliance with all regulatory agency mandates, including the regulations of NYS ... changes and compliance with all hospital policies and procedures and regulatory agency standards. 12. Encourages, recognizes and rewards manager and staff… more
- Synchrony (New York, NY)
- …and keep pace with the latest model development and validation in academia, regulatory environment, and financial services industry. + Support model governance ... of US regulatory requirements for Model Risk Management in a financial institution.** **Desired Characteristics:** + Strong knowledge of US regulatory … more
- Capital One (New York, NY)
- …experience + At least 10 years in legal, compliance , risk management or regulatory experience in consumer financial services + At least 7 years of people ... business and risk management leaders as well as external regulatory authorities. An executive presence, excellent written and verbal...products + 10+ years of experience as a Risk Manager or Assurance within the financial services… more
- TD Bank (New York, NY)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... in compliance with applicable internal and external requirements (eg financial controls, segregation of duties, transaction approvals and physical control of… more
- Bank of America (New York, NY)
- …Analysis + Adaptability + Attention to Detail + Policies, Procedures, and Guidelines + Regulatory Compliance + Risk Management + Benchmarking + Business Acumen + ... At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. We do this by driving Responsible… more
- Bassett Healthcare (Oneonta, NY)
- …functions (demographic and financial screening, insurance eligibility and verification, regulatory and compliance monitoring) of front desk services as ... in accordance with standard operating procedure to support reimbursement and regulatory compliance and patient care. When Appropriate prior authorizations… more