- GMHC (New York, NY)
- …training sessions to address these, covering advanced topics in client care, regulatory compliance , and effective communication. Compliance and Quality ... Manager , Mental Health Counselor, and Substance Use Case Manager , perform their roles effectively in compliance ...Accurate case notes and service plans in adherence to regulatory requirements. + Confidentiality and compliance with… more
- TD Bank (New York, NY)
- …activities remain within TD Bank's risk appetite and comply with external regulatory requirements. The team is responsible for ensuring timely and consistent ... Director, TDS G&C, the primary role of the Senior Manager , TDS G&C is to support all TDS businesses...to support all TDS businesses globally in adherence to regulatory requirements, managing risk and having effective operational controls… more
- New York State Civil Service (New York, NY)
- …and field examination functions, including overseeing the day-to-day duties and responsibilities of Financial Services Manager I and II, Financial Services ... NY HELP No Agency Financial Services, Department of Title Assistant Deputy Superintendent...of clerical support staff;* Consulting with federal and state regulatory agencies EIC and team leaders on joint and… more
- TD Bank (New York, NY)
- …of policies, procedures and controls, for all department processes. Ensure ongoing compliance with internal / external audit and regulatory requirements. Provide ... a testing of design and operational effectiveness of SOX/Internal controls over Financial Reporting and review testing performed by auditors to ensure quality… more
- PNC (New York, NY)
- …governance, policies, and oversight - Experience supporting or responding to regulatory requests, including familiarity with financial prudential agencies (eg, ... needed to be successful in this position. **Preferred Skills** Compliance Reporting, Customer Risk, Decision Making, Regulatory Requirements,… more
- Synchrony (New York, NY)
- …strategies to maximize net loss reduction within budget and to ensure regulatory and compliance excellence. Collaborating closely with Recovery Operations, ... rates, operational efficiencies, accuracy, and cost management. + Ensure strict compliance with all applicable laws, regulations, regulatory guidelines and… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes… more
- Research Foundation CUNY (New York, NY)
- …funds; managing financial aspects of projects including accounts receivable, financial reporting, invoicing, budget monitoring, and cost compliance with ... guidance; ensuring that sponsor financial requirements are met; monitoring compliance with applicable project and financial management rules and laws;… more
- JPMorgan Chase (New York, NY)
- JP Morgan Asset Management (JPMAM), a leading global alternatives manager , offers innovative solutions backed by vast resources and robust governance. Our ... raising and investment vehicle formation, eager to develop new capabilities in regulatory positioning and credit facilities. **Job Summary** As a Vice President in… more
- Solvay Bank (Syracuse, NY)
- …the daily Teller functions, ensuring that all branch operations are effective and compliance requirements are met. They lead the branch Teller staff in maintaining ... https://dol.ny.gov/system/files/documents/2022/02/ls740\_1.pdf Position Title: Reports To: Head Teller Assistant Branch Manager Branch Manager Position summary: To provide… more