- MUFG (New York, NY)
- …with regard to exposure on both a transaction and group level + Ensure compliance with policy and regulatory requirements **Requirements:** + A Bachelor degree, ... (b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association… more
- TD Bank (New York, NY)
- …with data analysis and visualization tools. + Knowledge of regulatory and compliance requirements in the financial industry. + Results-driven mindset with a ... + Participate in industry calls and collaborate with peers across other financial institutions. + Monitor the effectiveness of strategies, programs, and practices… more
- SUNY Buffalo State (Buffalo, NY)
- …a critical role in budgeting, financial strategy development, and ensuring compliance with institutional and regulatory standards. This position requires a ... Faculty/Professional Professional Department Information Technology Exchange Center Local Title Compliance / Procurement / Accountant Manager Budget Title… more
- M&T Bank (Buffalo, NY)
- …activities, which meet the requirements of the Audit Committee and regulatory expectations. + Adhering to applicable compliance /operational risk controls ... OJT responsibilities vary by department and are assigned by the department manager . The position may be responsible for additional projects as assigned by… more
- TD Bank (New York, NY)
- …and daily postings), regulatory reporting (eg, Basel, CCAR, FRTB), and financial close processes. . Ensure compliance with evolving global regulations and ... and Business stakeholders to ensure technology solutions meet evolving regulatory and business requirements. **Product Control Technology Oversight:** . Manage… more
- Aflac (New York, NY)
- …+ Provide advice and support for risk analysis and reporting, hedging strategies, regulatory compliance for Aflac, assisting with areas such cash management and ... methodology transitions, model enhancements and stress testing; consider macroeconomic and regulatory environments for financial institution. + Support the… more
- M&T Bank (New York, NY)
- …development and management of predictive statistical models. + Conduct business in compliance with regulatory guidance including SR (Supervision and Regulation ... or risk management + Minimum of 2 years' statistical analysis programming experience + Financial Risk Manager (FRM) or Chartered Financial Analyst (CFA)… more
- TD Bank (Brooklyn, NY)
- …and follows compliance /risk and control programs + Ensures ongoing compliance with internal/external audit and regulatory requirements. Provides prompt and ... and educational support on services, products, and tools to help Customers achieve their financial goals. **Depth & Scope:** + Performs a wide range of tasks across… more
- Citigroup (New York, NY)
- …critical impact or influence on the company. This role is not a manager . **Responsibilities:** + Ensure compliance with employment laws and regulations; Provide ... counsel to managers regarding compliance with employment laws + Serve as a partner...within Employment & HR service within Citi and/or the legal/ financial services industry; their area of responsibility and has… more
- City of New York (New York, NY)
- …recovery; decrementing errors and costs, developing policy and procedures, increasing regulatory compliance , bettering management communications and clarity in ... more about the work we do. DCAS' Audit & Compliance Services unit (ACS) resides within the Commissioner's Office....required Federal grant reporting; the coordination of the City's Financial and Single Audits; the preparation and review of… more