- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...of Defense (SLoD), Third Line of Defense (TLoD), or regulatory authority, and identify required resources for remediation. +… more
- TD Bank (New York, NY)
- …economic information, and key industry developments, as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist ... range of comprehensive analysis and research on individual corporations, industries, financial markets and/or economic developments to support business needs and… more
- JPMorgan Chase (New York, NY)
- …will include the development of security and safety policies and procedures, regulatory and legislative compliance , security guard management and alarm response, ... a crucial role in monitoring, researching, reviewing, and analyzing alarms, ensuring compliance with standard operating procedures. You will be part of a dedicated… more
- Amalgamated Bank (New York, NY)
- …maintain data integrity. + Monitor data lineage, metadata management, and access controls. Regulatory Compliance & Security: + Ensure adherence to GDPR, CCPA, ... financial data regulations. + Partner with risk and compliance teams to mitigate data risks and maintain secure...interviewed at least once, in person, with the hiring manager . Amalgamated Bank does not sponsor applicants for work… more
- KeyBank (NY)
- …be a member of the Fair and Responsible Banking ("FARB") Analytics team within Compliance Risk Management ("CRM"). As part of Key's second line of defense CRM ... Analytics Sr. Quant Analytics Associate will provide support to the FARB Compliance Management System, assisting the Analytics Director and Quant Analytics … more
- Huntington National Bank (New York, NY)
- …of prospects and clients. Accountable for risk evaluation and associated regulatory compliance requirements. + Provides independent, in-depth analysis of ... financial statement spreading, risk rating integrity, periodic reviews, annual reviews, compliance , and regulatory review. + Maintains an extensive level of… more
- SMBC (Albany, NY)
- …and findings are closed on time. + Maintain an expert-level knowledge of the financial and regulatory landscapes - local, national, and global influences over ... being built by a close-knit and fun-loving team of financial services professionals and technology experts who came together...routines. + Support MANUBANK's culture of Risk Management and Compliance as well as the SMBC/MANUBANK Code of Conduct,… more
- Shinda Management Corporation (Queens Village, NY)
- …and inventory control + Help in development of reports for management or regulatory bodies + Assists with the financial planning, forecasting and budgeting ... housing. Description The Assistant Controller is responsible for ensuring that financial statements are in line with owner's requirements and industry standards.… more
- Elderwood (Buffalo, NY)
- …full ownership of billing processes, pricing administration, auditing procedures, and financial reporting. You'll lead a high-performing team-Billing Manager , ... with internal and external audit entities. Your leadership will help ensure financial integrity, operational efficiency, and compliance across the pharmacy… more
- Neuberger Berman (New York, NY)
- …from senior management and portfolio managers + Assist with SEC or other regulatory compliance as required **Qualifications** : + Bachelor's or higher degree ... + Member of the finance team responsible for the accounting and financial reporting oversight for Neuberger Berman's Specialty Finance business + Experience managing… more