- BMO Financial Group (New York, NY)
- …leadership, communication, and interpersonal skills + Strong understanding of relevant regulatory and financial concepts + Advanced deal execution and/or ... BMO Capital Markets is a leading, full-service financial services provider. We offer corporate and investment...and risk colleagues to ensure seamless client experience and compliance with all internal and external policies and procedures… more
- Wells Fargo (New York, NY)
- …are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes ... across BSL CLOs + Act as a primary relationship manager for key accounts **Required Qualifications:** + 7+ years...of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange… more
- City of New York (New York, NY)
- …monitors regulatory changes that would impact the delivery of financial empowerment services; develops policy priorities from OFE's on-the-ground work; and with ... the marketplace from predatory practices and strives to create a culture of compliance . DCWP empowers consumers and working families by providing the tools and… more
- Bank of America (New York, NY)
- …participants, legal counsel, and internal/external stakeholders. * Monitor borrower performance, financial condition, and covenant compliance to ensure timely ... are guided by a common purpose to help make financial lives better through the power of every connection....Support asset quality forecasting and reporting efforts. * Ensure compliance with internal credit policies and applicable regulatory… more
- TD Bank (New York, NY)
- …strategic advisory transactions for governmental, not-for-profit and developer clients. Reviews financial cash flow models, and various financial analyses, ... ideas for the client to consider. You should be proficient in reviewing financial statements, rating agency strategy and have existing relationships with senior … more
- MUFG (New York, NY)
- …(b) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association ... actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading ...of Defense (SLoD), Third Line of Defense (TLoD), or regulatory authority, and identify required resources for remediation. +… more
- TD Bank (New York, NY)
- …economic information, and key industry developments, as well as internal policies and regulatory standards (as communicated by Compliance ) at all times to assist ... range of comprehensive analysis and research on individual corporations, industries, financial markets and/or economic developments to support business needs and… more
- JPMorgan Chase (New York, NY)
- …will include the development of security and safety policies and procedures, regulatory and legislative compliance , security guard management and alarm response, ... a crucial role in monitoring, researching, reviewing, and analyzing alarms, ensuring compliance with standard operating procedures. You will be part of a dedicated… more
- Amalgamated Bank (New York, NY)
- …maintain data integrity. + Monitor data lineage, metadata management, and access controls. Regulatory Compliance & Security: + Ensure adherence to GDPR, CCPA, ... financial data regulations. + Partner with risk and compliance teams to mitigate data risks and maintain secure...interviewed at least once, in person, with the hiring manager . Amalgamated Bank does not sponsor applicants for work… more
- KeyBank (NY)
- …be a member of the Fair and Responsible Banking ("FARB") Analytics team within Compliance Risk Management ("CRM"). As part of Key's second line of defense CRM ... Analytics Sr. Quant Analytics Associate will provide support to the FARB Compliance Management System, assisting the Analytics Director and Quant Analytics … more