- Heritage Financial Credit Union (Middletown, NY)
- …of 3+ years of progressive experience in internal audit, risk management, or regulatory compliance , preferably within a financial institution or credit ... critical role in assessing the organization's risk landscape, ensuring compliance with regulatory requirements, and fostering a...NCUA, NY-DFS). + Stay informed of changes in the regulatory and financial service landscape and where… more
- TD Bank (New York, NY)
- …+ Lead cross-functional teams and steer implementation, maintenance, and enhancement of regulatory compliance and risk management objectives + Lead the execution ... may interact with key stakeholders and third-party service providers to deliver Compliance programs that satisfy regulatory requirements. **Depth & Scope:** +… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... incorporating compliance requirements into these initiatives. + Ensure effective regulatory compliance controls that enable business objectives. + Identify… more
- Mount Sinai Health System (New York, NY)
- …2 years managing investigator-initiated trials preferred. + Proven track record in regulatory compliance , project management, and team leadership. + Progressive ... **Job Description** The **Project Manager II** will oversee the entire portfolio of...allocate tasks to ensure timelines and objectives are met. ** Regulatory Compliance and Quality Assurance:** + Ensure… more
- TD Bank (New York, NY)
- …for Compliance Strategy and Operations (S&O)** to support the overall Regulatory Compliance Management (RCM) Program and Framework. This strategic, hands-on ... management and operation domains with a strong emphasis on regulatory compliance . You will shape data strategy,...field (a plus).** + **Certification in risk management or financial analysis (FRM, PMI-RMP, CFA, etc.) (a plus).** +… more
- City National Bank (New York, NY)
- …Degree or equivalent * Minimum 7 years of lending, compliance , and regulatory reporting. * Minimum 5 years of financial services experience *Additional ... and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies...* For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S IN IT… more
- American Express (New York, NY)
- …with digital and mobile banking products and platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification ... Qualifications:** + 5 years in Compliance or related activities within financial services industry, with demonstrated regulatory knowledge of and expertise… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. ... splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:**...laundering (AML), Know Your Customer (KYC), sanctions, and other financial compliance requirements pertinent to DR services.… more
- American Express (New York, NY)
- …this role?** The Credit Risk Oversight organization within Global Risk and Compliance (GRC) is responsible for independently overseeing and challenging the company's ... role include governance, reporting, working with stakeholders across the enterprise, regulatory support and building capabilities. The incumbent will report to the… more
- TD Bank (New York, NY)
- …+ Draft, update, and implement relevant policies and procedure. + Provide regulatory / compliance training. + Assist the business on implementing and documenting ... 10+ years of advisory experience. + Significant experience in providing legal, regulatory or compliance advice to Global Transaction Banking Businesses… more