- Deloitte (Dallas, TX)
- Financial Services Senior Manager - Regulatory & Financial Risk Our Deloitte Regulatory , Risk & Forensic team helps client leaders translate ... November 30, 2025 Work You'll Do As a Senior Manager , you will have opportunities to: + Learn how... & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and… more
- Charles Schwab (Westlake, TX)
- …of finance and knowledge of liquidity risk management at a broker dealer. * Regulatory financial reporting, and experience in treasury management and oversight * ... platforms, and leveraging automation tools to improve efficiency, accuracy, reporting, and compliance . The Sr. Manager will maintain and enhance key… more
- Charles Schwab (Austin, TX)
- … Manager to: + Manage the development of client service and regulatory communications that meet business, brand, and compliance requirements-often against ... Schwab is the largest publicly traded broker-dealer in the financial services industry. We offer our Retail and Institutional...and safeguard the Schwab brand. The Client Service and Regulatory Communications team is part of the Central Marketing… more
- Charles Schwab (Westlake, TX)
- …corporation and its subsidiaries, including our bank and broker-dealers. We monitor regulatory ratios and adherence, and develop associated tools to assist our ... group is responsible for the design of company liquidity management policies, ensuring compliance at all times, and escalating to senior management as necessary. The… more
- CVS Health (Irving, TX)
- …do it all with heart, each and every day. **Position Summary** The Senior Manager , HSE Compliance and Regulatory Affairs provides strategic and ... enterprise-level leadership over the company's environmental, health, and safety (HSE) compliance programs. This role oversees regulatory engagement across… more
- Wells Fargo (Irving, TX)
- …+ SIE Certifications + CAMS (Certified anti-money laundering specialist) + CRCM (Certified regulatory compliance manager ) + CAFP (Certified AML and Fraud ... are accountable for execution of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes… more
- Capital One (Plano, TX)
- …experience in legal, or 5+ years of experience with audit -CRCM (Certified Regulatory Compliance Manager ) certification, or ACAMS (Association of Certified ... AML Compliance Advisory Manager The AML (Anti...Regulatory Exam, and self-identified issues and events for compliance impacts -Provide effective challenge and guidance on … more
- Capital One (Plano, TX)
- Manager , Compliance The Compliance ...in compliance , legal, or audit + Certified Regulatory Compliance Management (CRCM) or Certified Information ... While working within the Compliance Management Program framework, the Compliance Advisor Manager is responsible for delivering quality results, providing… more
- Scotiabank (Houston, TX)
- Senior Manager , CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... Compliance activities such as, but not limited to the development of Compliance Policies & Procedures, performing regulatory horizon scanning and impact… more
- TXNM Energy (Alvin, TX)
- TNP NERC Compliance Project Manager Location: Alvin, TX, United States Job ID: 6089119 Date Posted:Jun 24, 2025 **POSTING DEADLINE** This position is posted ... until filled. **JOB DESCRIPTION** **TNP NERC Compliance Project Manager ** **Salary Grade: G05** **Minimum...NERC Compliance staff. **SCOPE AND IMPACT:** NERC Compliance failures pose significant financial risks to… more