- LCEC (North Fort Myers, FL)
- …and oversight of the electric utility's enterprise risk management (ERM) and regulatory compliance programs. This position ensures that risks are identified, ... JOB TITLE: Manager , Risk & Compliance Location: North... providers, legal counsel, and auditors. + Oversee utility-wide regulatory compliance , including NERC, FERC, OSHA, DOT,… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … environment; Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; Federal Deposit Insurance Corporation (FDIC); Office of ... Planning and scheduling work to meet regulatory organizational and regulatory requirements. + Identifying and applying appropriate compliance monitoring… more
- American Express (Sunrise, FL)
- …experience. + Bachelor's Degree required. **Preferred Qualifications:** + Certified Regulatory Compliance ManCager (CRCM) or similar professional certification ... Compliance oversight, guidance and challenge to business stakeholders on compliance / regulatory requirements applicable to projects and processes. This… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; Federal Deposit Insurance Corporation (FDIC).. + Investment ... education, experience, specialized training and/or certification to serve as the compliance partner for the Global Wealth Solutions ("GWS") business line,… more
- Synchrony (Altamonte Springs, FL)
- …in response to regulatory feedback from exams/reviews or change requests to regulatory reports. To ensure compliance to regulatory requirements, this ... Job Description: **Role Summary/Purpose:** The VP, Credit Regulatory Response & Reporting is a newly created...the requirements of Section 19 of the Federal Deposit Insurance Act. + New hires (Level 4-7) must have… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Essential Duties and Responsibilities** + Oversees elements of the RJ Bank compliance program(s) to ensure regulatory requirements are addressed, including: + ... + Reviewing and providing feedback regarding others associates' work + Researching regulatory and compliance topics + Conducting compliance testing… more
- CH Robinson (Tampa, FL)
- …meetings with global teams operating in different time zones + Proficiency in compliance management tools and regulatory technologies + Values a diverse and ... CH Robinson is looking for a Strategic Program Manager to join our team. In this role,...role, you will lead, coordinate, and enhance our global compliance programs, with a specific focus on adhering to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …(SEC); Financial Industry Regulatory Authority (FINRA); state securities regulatory agencies; Federal Deposit Insurance Corporation (FDIC); Office of ... Planning and scheduling work to meet regulatory organizational and regulatory requirements. + Identifying and applying appropriate compliance monitoring… more
- American Express (Sunrise, FL)
- …Express. **How will you make an impact in this role?** Global Financial Crimes Compliance (GFCC) is an organization within Global Risk & Compliance (GRC) and ... for leading the enterprise-wide Anti-Money Laundering, Sanctions, and Anti-Corruption compliance functions. This team has global responsibility for identifying,… more
- American Express (Sunrise, FL)
- … compliance risks, new/enhanced controls, and ensure adherence with regulatory requirements. + Monitoring and tracking multiple large-scale projects across the ... Express. This position will be a key member of the US Commercial Compliance team supporting American Express Global Commercial Services (GCS) Business to Business… more
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