- TD Bank (Fort Lauderdale, FL)
- …experience + 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, ... Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- American Express (Sunrise, FL)
- …with digital and mobile banking products & platforms preferred. + Certified Regulatory Compliance Manager (CRCM) or similar professional certification ... Compliance oversight, guidance and challenge to business stakeholders on compliance / regulatory requirements applicable to consumer deposit products and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- … Compliance , or audit role. + Experience leading projects + Certified Regulatory Compliance Manager (CRCM) or CIA, CPA **Education/Previous Experience** ... Under general direction, utilizes a thorough understanding of bank regulatory compliance subject matter and audit skills...audits with targeted scopes and complexities and assist the Senior Audit Manager in collaborating across multiple… more
- Molina Healthcare (Jacksonville, FL)
- …practices to ensure adherence to and compliance with State and Federal regulatory guidelines. The Sr . Analyst develops and performs audits and oversight ... pertaining to the Health Care environment **Job Duties** The Operational/ Regulatory Oversight Sr . Analyst works with health...and reporting exists to demonstrate compliance to regulatory requirements. * Supports Manager and Director… more
- Santander US (Miami, FL)
- …Anti-Money Laundering Specialist (active member in good standing) - Preferred. + Certified Regulatory Compliance Manager (active member in good standing) - ... state and federal BSA/AML and OFAC laws, regulations and regulatory expectations. + Advise senior management and...Finance, Business or equivalent field. - Required. 12+ Years Compliance , Legal, Regulatory , or Financial Services. -… more
- Carnival Cruise Line (Fort Lauderdale, FL)
- …to fill this role, which is based in our Fort Lauderdale office. The Senior Manager , Learning Experience and Curriculum Effectiveness is a senior ... of all learning initiatives with business performance, talent development, and regulatory compliance . With direct accountability for strategic talent… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …new products and services for GWS packaged products + Periodically reports on compliance and operational issues to senior management. + Identifies and recommends ... education, experience, specialized training and/or certification to serve as the compliance partner for the Global Wealth Solutions ("GWS") business line,… more
- Catalent Pharma Solutions (St. Petersburg, FL)
- ** Sr . Manager , Maintenance & Engineering** **Position Summary** Catalent, Inc. is a leading global contract development and manufacturing organization (CDMO) ... we offer a broad range of integrated formulation. The Sr . Manager , Maintenance & Engineering will manage...a Patient First culture through excellence in quality and compliance , and to the safety of every patient, consumer… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …creating and updating enterprise policies to ensure continued alignment with regulatory obligations. This includes facilitating: + The enterprise policy review and ... drafting process. + Vetting discussions with key senior stakeholders (defined by policy owners) to ensure comprehensive review of enterprise policies. + Review and… more
- Charles Schwab (Orlando, FL)
- …the development and maintenance of compliance policies and standards. As a Senior Manager , you will lead the creation and oversight of enterprise-wide ... us "challenge the status quo" and transform the finance industry together. The Compliance Reporting, Communications and Policies (CRCP) Team oversees all aspects of … more