- TD Bank (New York, NY)
- …experience + 7+ years of experience **Preferred Background & Experience:** + **Certified Regulatory Compliance Manager or similar knowledge of consumer, ... Audit and Exam Management manages internal audits and regulatory exams of the Compliance function, tracks...and training exemption governance and reporting processes to the Compliance Senior Executive Team (and related … more
- Capital One (New York, NY)
- …Specialist (CAMS), Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud ... Senior Audit Manager , Financial Crimes Compliance & AML...regularly worked. Charlotte, NC: $155,300 - $177,200 for Audit Sr . Manager Chicago, IL: $155,300 - $177,200… more
- City National Bank (New York, NY)
- …time management skills and be accustomed to working with deadlines. * Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), ... advisory role supporting consumer banking on matters of regulatory compliance for Credit Cards. The role...* For Banking Compliance related roles, Certified Compliance Risk Manager (CRCM). *WHAT'S IN IT… more
- TD Bank (New York, NY)
- …in addition to experience below + 20+ years related experience required + Certified Regulatory Compliance Manager (CRCM), law degree, regulatory , or ... program designed to achieve effective management and oversight of regulatory compliance activities of the assigned lines...System + Develops processes to report and escalate material compliance issues, breaches and other events to senior… more
- KeyBank (NY)
- …professional certifications in risk management and/or compliance (eg - Certified Regulatory Compliance Manager (CRCM)) + Experience with data analysis ... design and execution of testing and continuous monitoring to evaluate Key's compliance with regulatory requirements. Individuals work both autonomously on… more
- Capital One (New York, NY)
- …Administration + Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Anti-Money ... Principal Auditor (Experienced Senior Auditor), Corporate Compliance & Securities / Transactions Audits (Hybrid) Capital One's Audit function is a dedicated… more
- KeyBank (Buffalo, NY)
- …risk management and/or compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM)). + Experience with data analysis ... 44144 **About the Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")… more
- TD Bank (New York, NY)
- …solutions that align with the Bank's broader financial goals. **Job Summary:** The Sr Manager Treasury Strategy oversees and leads a large and/or highly ... Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key… more
- Heritage Financial Credit Union (Middletown, NY)
- …a trusted advisor function embedded in strategic decision-making. We are seeking a Senior Manager of Internal Audit who brings curiosity, critical thinking, and ... Sr . Manager of Internal Audit -...of progressive experience in internal audit, risk management, or regulatory compliance , preferably within a financial institution… more
- Chobani (New York, NY)
- …components Testing and Validation: Execute performance testing, safety validation, and regulatory compliance verification with project manager coordination ... Summary The Senior Manager , Mechanical Engineer will serve...NSF certification testing procedures, UL/ETL electrical safety validation, and regulatory compliance Food and Beverage Equipment: Understanding… more