- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Senior Small Business Banking Relationship Manager (LO) to be part of our growing Small & Business Banking Team.… more
- TD Bank (New York, NY)
- …specialized/ad hoc training and reporting, as required.** ** Compliance Business Oversight Manager ** **Reporting to the Senior Manager , the Compliance ... providing trusted and reliable reporting, advice and opinion to senior leadership and the Board on the state of...Business Oversight Manager will support the Enterprise Compliance Regulatory Change Program, including governance, oversight,… more
- Amazon (New York, NY)
- Description *The primary stakeholder for this policy manager position will be the Sales organization and Sales leaders. This position will require a minimum of 40% ... lens of ad policies, managing the stakeholder relationship and influencing senior leadership and strategic business decisions. * Clearly communicate risks, including… more
- Coinbase (Albany, NY)
- …Compliance and Engineering teams. * Serve as a critical bridge between Compliance and Engineering, translating regulatory and business needs into actionable ... look for in you (ie. job requirements):* * Proven experience in Financial Crime Compliance as a Product Manager , Business Analyst, or Engineer * Exceptional… more
- City National Bank (New York, NY)
- *ACCOUNT MANAGER SENIOR ENT* WHAT IS THE OPPORTUNITY? This person is responsible for the day-to-day interaction with customers of the Entertainment Division. ... Treasury Services, International, etc.) * Thorough understanding of risk management and compliance policies and procedures, as well as regulatory requirements. *… more
- Northwell Health (Westbury, NY)
- …research sites for questions related to the protocol conduct protocol, regulatory document completion, study supplies, client scheduling, and electronic data ... 3.Provides on-site or remote monitoring of clinical research site activities to ensure compliance with protocols, SOPs and relevant federal and state regulatory … more
- Neuberger Berman (New York, NY)
- …Management survey (among those with 1,000 employees or more). **Role Summary:** The Senior Project Manager - Alternatives Business Enablement and Operations will ... Neuberger Berman, founded in 1939, is a private, independent, employee-owned investment manager with c. $508 billion in assets under management as of December… more
- Capital One (New York, NY)
- Senior Manager , Underwriter Capital One, a Fortune 500 company and one of the nation's top 10 banks, offers a broad spectrum of financial products and services ... in maintaining a positive and harmonious work environment. **Role Summary:** As a Senior Manager , you will be responsible for leading underwriting activities,… more
- PNC (New York, NY)
- **Position Overview** PNC Bank seeks a dynamic and engaging Senior Group Manager to oversee the day-to-day running of electronic payments operations across the ... all payment types. Experience in Product Development and/or Product Management combined with senior -level Operations management is a plus. This role can be based in… more
- TD Bank (New York, NY)
- …Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance across TDS in accordance with the Global ... Operating Framework. The team is accountable for promoting regulatory compliance by developing and maintaining a...for enhancements, to the Global Head of Surveillance and Compliance senior management. + Surveillance Portfolio Management:… more