- Bank of America (New York, NY)
- …overall data governance program, including the GRM data management procedures, compliance with policies and standards, regulatory engagement, incidents ... Data Policy Manager Charlotte, North Carolina;New York, New York; Jersey...adherence to the other data related policies and other regulatory mandates; this includes system design and architecture, data… more
- TD Bank (New York, NY)
- …drafting, updating, and implement relevant policies and procedures. + Provide regulatory / compliance training. + Participate in internal investigations, respond ... trading systems and market structure preferred + Significant experience in providing legal, regulatory or compliance advice to Equity Sales & Trading Businesses… more
- Deloitte (New York, NY)
- …global cash utilization" peak your interest? Do you enjoy providing international compliance and consulting services to US and foreign multinational clients while ... Tax team helps multinational clients with their global tax planning and compliance needs. We offer a full-range of tax services and work collaboratively… more
- MTA (New York, NY)
- … (CHMM), Certified Environmental Professional (CEP) Proven track record of leading regulatory compliance efforts and managing interactions with federal, state, ... Vice President of Environmental, Safety and Health, the Vice President of Environmental Compliance is a senior -level position within the Environmental, Health &… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements ... a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - ...senior and line managers and other stakeholders on regulatory interactions. + Strong analytical skills, attention to detail,… more
- Alaant (Glens Falls, NY)
- … Compliance Management:** + Oversee a commercial loan portfolio, ensuring compliance with company policies and regulatory requirements while protecting the ... required **For more details on this role contact:** **Alex Cosmer (he/him), Sr . Talent Acquisition Manager , ###@alaant.com or ###** _Alaant Workforce Solutions… more
- TD Bank (New York, NY)
- … regulatory changes, and escalations. The ideal candidate will have sanctions regulatory and compliance knowledge and experience, as well as a functional ... controls + Contributes to the development and implementation of AML/ATF/Sanctions/ABAC Compliance programs + Works with senior business unit management/partners… more
- CVS Health (New York, NY)
- … compliance , conducting regular reporting and presenting findings to senior management and regulatory authorities. Directs activities to monitor and ... each and every day. Primary Job Duties & Responsibilities Develops comprehensive regulatory compliance strategies and programs to ensure adherence to relevant… more
- KeyBank (Amherst, NY)
- …of periodic reconcilements, daily report or alert monitoring and processing, and regulatory reporting. + Work independently with minimal supervision from manager ... complete all reports and research tasks assigned to ensure accurate and timely regulatory reporting and the mitigation of operational risk. + Develop rapport and… more
- TD Bank (New York, NY)
- …Communication Surveillance, Financial Crimes & Risk Management (transaction surveillance), Regulatory Compliance Management, and Conduct & Supervision. **Role ... risks. * Collaboration & Stakeholder Engagement - Partner with senior leaders, technology teams, and vendors to deliver scalable,...within Compliance in Financial Services. * Deep compliance and regulatory domain expertise * Proven… more