• Director, Trade Surveillance - Data Quality

    TD Bank (New York, NY)
    …sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $250,000 USD TD is...data used to detect market abuse, financial misconduct, and regulatory violations. The ideal candidate will have deep expertise… more
    TD Bank (06/07/25)
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  • Director & Counsel, US Tax Planning

    TD Bank (New York, NY)
    …section 265, section 871(m), tax treaties, structured notes, BEAT, Pillar 2, REIT compliance , branch taxation issues + Providing tax advice with respect to new ... preparedness + Providing tax counsel to the corporate tax compliance and tax audit functions + Monitoring and assessing...and assessing the impact of new and proposed legislation, regulatory activity, and tax guidance + Advising on the… more
    TD Bank (08/08/25)
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  • VP, Controllership - Technical Accounting Policy

    Synchrony (New York, NY)
    …a technical accounting role in the financial services industry and/or be an experienced senior manager in a large public accounting firm focusing on financial ... and analysis to evaluate actual and proposed transactions, US GAAP and regulatory technical and reporting issues, policy implementation, and process enhancements and… more
    Synchrony (08/14/25)
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  • CIO for Consumer & Business Banking

    M&T Bank (Buffalo, NY)
    …and DevOps practices, enhancing delivery, speed, and operational resiliency + Ensure regulatory compliance and security across all consumer and business banking ... well as modern digital platforms, API and cloud native architectureFamiliarity with regulatory and compliance frameworks + Prior experience working on multiple… more
    M&T Bank (06/27/25)
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  • Risk Management - Climate, Nature and Social Risk…

    JPMorgan Chase (New York, NY)
    **Summary** The Business Implementation and Regulatory Strategy (Americas) will be responsible for the design, execution and strategic direction of work addressing ... business and regulatory requirements across Lines of Business and Risk Functions...topics. **Job Description** As part of Risk Management and Compliance , you are at the center of keeping JPMorgan… more
    JPMorgan Chase (06/23/25)
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  • Director - Market Risk Oversight & Governance

    BMO Financial Group (New York, NY)
    …metrics, and program standards for the assigned portfolio to ensure compliance and effective monitoring, timely reporting and identification of action plans. ... input into business decisions as a trusted advisor. + Makes recommendations to senior leaders on strategy and new initiatives, based on an in-depth understanding of… more
    BMO Financial Group (06/24/25)
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  • Server

    Sunrise Senior Living (East Meadow, NY)
    …the Driver job description and understand the key essential duties for safety and regulatory compliance **ABOUT SUNRISE** Ready to take the next step and make ... accordance with Sunrise Senior Living standards. The Server (Dining Room Care Manager ) is responsible for serving as a role model in providing dining service and… more
    Sunrise Senior Living (08/19/25)
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  • Executive Director

    Sunrise Senior Living (Mount Vernon, NY)
    recognition , communication, family services, resident well-being, quality assurance, and regulatory compliance . Additionally, a key component of this position ... **When you join Sunrise Senior Living, you will be able to use...trend that is below company average. **Quality Assurance and Regulatory Compliance ** + Strive for excellent quality… more
    Sunrise Senior Living (05/31/25)
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  • Research Scientist 8, Director of Department…

    New York State Civil Service (New York, NY)
    …with model development and optimization, interpret clinical and experimental data, and promote regulatory compliance .* Regulatory Compliance : Ensure that ... welfare. Provide guidance to investigators on IACUC protocol development and regulatory compliance ; perform veterinary consultations on IACUC protocols; reviews… more
    New York State Civil Service (07/04/25)
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  • Investment Banking Program Analyst (New York)…

    Wells Fargo (New York, NY)
    …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
    Wells Fargo (07/15/25)
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