- Citigroup (New York, NY)
- …cross-border impact. + Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge. + ... Serves as a function/business/product compliance risk officer as a **Senior Vice President...and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures.… more
- City National Bank (New York, NY)
- …applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures, ... all Bank Compliance policies and procedures as well as all regulatory requirements (eg Truth in Lending Act, Community Reinvestment Act, Fair Lending Practices,… more
- BMO Financial Group (New York, NY)
- …and making recommendations that significantly impact the Bank's ability to monitor regulatory compliance programs, minimize operational risk and align with ... incorporating compliance requirements into these initiatives. + Ensure effective regulatory compliance controls that enable business objectives. + Identify… more
- Bloomberg (New York, NY)
- …requirements as well as IOSCO principles; and be able to implement regulatory compliance policies, governance and controls. Strong communication and ... the product and business + Draft, update and review compliance policies in line with regulatory requirements...compensation (exempt roles only), paid holidays, paid time off, medical , dental, vision, short and long term disability benefits,… more
- CVS Health (Albany, NY)
- …accomplish complex goals. **Required Qualifications** + 5+ years' experience in a regulatory compliance position in healthcare. + Demonstrated working knowledge ... collaborating and consulting with business leaders, engaging with key stakeholders on compliance related issues to meet regulatory and legal obligations to… more
- Heritage Financial Credit Union (Middletown, NY)
- …a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance ... + Paid Time Off & Paid Federal Holidays + Medical , Dental, Vision & Life Insurance + Employee Assistance...a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience… more
- RGP (New York, NY)
- …affiliate of RGP, is actively recruiting a Senior Manager within our Risk & Regulatory Compliance practice. Our Senior Managers lead teams of industry experts ... Capital Markets clients. As a Senior Manager in Reference Point's Risk & Regulatory Compliance practice, you will lead strategic engagements across financial… more
- Cardinal Health (Albany, NY)
- …within the organization develops, enhances, and maintains security policies and IT compliance programs in alignment with regulatory , legal, and contractual ... etc.), third party certification management (eg, HITRUST, SOC 2), and proactively driving compliance to emerging regulatory obligations. The manager will lead a… more
- Tradeweb (New York, NY)
- …with Business, Technology, and Legal stakeholders to evaluate AI/ML use cases for compliance with privacy, regulatory , and ethical standards. + Develop and ... privacy certifications strongly preferred. + 5-10 years of experience in privacy, compliance , or related regulatory /legal roles. + Proven expertise in privacy… more
- SUNY Upstate Medical University (Syracuse, NY)
- Job Summary: Position Summary: Under the direction of the Compliance Officer the main duties for this position include: analysis of professional coding and billing ... and aberrations. Performance of routine and investigatory audits evaluating compliance with applicable laws, regulations, coding, and billing guidelines.… more