- Neuberger Berman (New York, NY)
- … team, focusing on the day-to-day processing of registration information to ensure compliance with US regulatory requirements. This role involves supporting new ... and information requests + Provide reporting to business management, supervision and compliance teams to ensure regulatory requirements are met + Research… more
- SUNY Upstate Medical University (Syracuse, NY)
- Job Summary: Position Summary: Under the direction of the Compliance Officer the main duties for this position include: analysis of professional coding and billing ... and aberrations. Performance of routine and investigatory audits evaluating compliance with applicable laws, regulations, coding, and billing guidelines.… more
- Tradeweb (New York, NY)
- …with Business, Technology, and Legal stakeholders to evaluate AI/ML use cases for compliance with privacy, regulatory , and ethical standards. + Develop and ... privacy certifications strongly preferred. + 5-10 years of experience in privacy, compliance , or related regulatory /legal roles. + Proven expertise in privacy… more
- MUFG (New York, NY)
- …more details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires ... analytical, and able to effectively communicate with various stakeholders. + Assess regulatory / compliance controls related to areas of coverage. This would… more
- Citigroup (New York, NY)
- …of policies, resolution of potential red flags or other client/transaction-related compliance escalations. + Representing Citi on critical regulatory matters ... Serves as a senior function/business/product compliance risk officer covering North American Cash Equities Sales and Trading businesses. The role is responsible for… more
- NASCO (Albany, NY)
- …and ACA Exchanges business + Interacts with vendors and customers on legal and regulatory issues + Serves as our Compliance Official; supports compliance ... stakeholders including product teams and HR to deliver clear regulatory guidance, effective compliance training and awareness...Health Benefits** + Choice of Blue Cross Blue Shield Medical , Dental, and Vision Plans + Telehealthcare - for… more
- City National Bank (New York, NY)
- …- Investment Analytics and Trade Monitoring will establish and develop the Compliance Trade Oversight Program by leading, configuring, and overseeing the design, ... implementation and administration of the compliance rules engine within the Order Management System/Portfolio Management System to mitigate the regulatory ,… more
- American Express (New York, NY)
- …We create and maintain the overall risk management framework while ensuring legal and regulatory compliance . Our culture in Global Risk & Compliance is ... particularly Generative AI. * Strong understanding of AI risk management and regulatory compliance . * Excellent problem-solving skills and the ability to… more
- CIBC (New York, NY)
- …designed to evaluate the design and effectiveness of business controls in meeting regulatory compliance . This position primarily supports the US Capital Markets ... **Employment Type** Regular **Weekly Hours** 40 **Skills** Compliance Reporting, Compliance Testing, Decision Making, Regulatory Compliance , Risk… more
- University of Rochester (Rochester, NY)
- …but not limited to Title IX, Clery Act, and FERPA. Strong understanding of regulatory compliance in academic, research and clinical settings and in federal ... the Senior Vice President and General Counsel, the Chief Compliance Officer of the Medical Center, the...communication skills, with the ability to effectively convey complex regulatory and compliance issues to both technical… more