• Compliance Monitoring

    TD Bank (Fort Lauderdale, FL)
    …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program,...environment, standards, and regulations.** + **Knowledge and experience within compliance or audit, legal and regulatory environment,… more
    TD Bank (07/26/25)
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  • HR Risk & Controls - QA, Monitoring

    Citigroup (Tampa, FL)
    …knowledge of regulatory guidance specific to quality assurance and monitoring / testing lifecycle. + Appropriately assess risk when business decisions are ... Individuals in Quality Assurance, Monitoring & Testing are responsible for...established quality standards and identify areas of risk or non- compliance . + Review stakeholder/client feedback and respond to any… more
    Citigroup (08/09/25)
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  • Deputy to the US Head of Compliance

    TD Bank (Fort Lauderdale, FL)
    …Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing , Program Effectiveness Assessments, ... for the Company and supports the development, implementation, and maintenance of a regulatory compliance program through compliance activities across various… more
    TD Bank (08/08/25)
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  • Controls Monitoring and Testing

    Truist (Orlando, FL)
    …of America) **Please review the following job description:** Responsible for executing testing and/or compliance monitoring indicators for assigned business ... activities for risk programs, risks and controls. 4. Incorporate results of quality monitoring activities, 2nd line testing , SOX testing and complaints… more
    Truist (07/31/25)
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  • Director, US Bank Regulatory

    Scotiabank (Tampa, FL)
    …process for the TAO and GTB business. + Provide Compliance support for Compliance Testing , Audits, Regulatory Exams, and inquiries for the TAO and ... Director, US Bank Regulatory Compliance , Global Transaction Banking **Requisition...emerging trends, and industry best practices. + Oversee the monitoring and identification of regulatory developments, including… more
    Scotiabank (07/12/25)
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  • Manager, Small Business Compliance Lending…

    American Express (Sunrise, FL)
    …Life Cycle Management. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing , and related efforts. + Support ... part of the New Product Development process to assess compliance risks and ensure adherence with regulatory ...assess compliance risks and ensure adherence with regulatory requirements. + Effectively manage the Compliance more
    American Express (08/09/25)
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  • Director- Compliance , US Independent…

    American Express (Sunrise, FL)
    …associated policies. This role is responsible for managing the day-to-day execution of Compliance Monitoring & Testing (M&T) reviews, preparing work papers, ... together, you will help us define the future of American Express. The US Independent Compliance Testing (ICT) team performs 2nd line of defense testing more
    American Express (08/08/25)
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  • Business Analyst ( Regulatory )

    Fiserv (Jacksonville, FL)
    … requirements. **What you will need to have:** + 10+ years of experience in regulatory monitoring and compliance within a business environment. + 10+ years ... compliance . They play a crucial role in evaluating, monitoring , and strategizing compliance measures to align...and functional requirements. + 10+ years of experience in testing applications for compliance with regulatory more
    Fiserv (06/29/25)
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  • Wealth Regulatory Reporting and Client Tax…

    Citigroup (Tampa, FL)
    …external review engagements. Ensure all regulatory and tax and corresponding sample testing processes, controls, and monitoring are executed in a timely and ... range of products and services offered to global clients. ** Regulatory Compliance :** Stay abreast of evolving global...data analytics and QA tools; experience with automated QA testing frameworks is a plus. + Ability to navigate… more
    Citigroup (07/24/25)
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  • Financial Services Senior Manager…

    Deloitte (Tampa, FL)
    …to any of the following topics: trading, operations, lending, core banking platforms, compliance monitoring , regulatory reporting, risk or case management, ... or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + Direct… more
    Deloitte (07/23/25)
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