- TD Bank (Fort Lauderdale, FL)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program,...environment, standards, and regulations.** + **Knowledge and experience within compliance or audit, legal and regulatory environment,… more
- Citigroup (Tampa, FL)
- …knowledge of regulatory guidance specific to quality assurance and monitoring / testing lifecycle. + Appropriately assess risk when business decisions are ... Individuals in Quality Assurance, Monitoring & Testing are responsible for...established quality standards and identify areas of risk or non- compliance . + Review stakeholder/client feedback and respond to any… more
- TD Bank (Fort Lauderdale, FL)
- …Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing , Program Effectiveness Assessments, ... for the Company and supports the development, implementation, and maintenance of a regulatory compliance program through compliance activities across various… more
- Truist (Orlando, FL)
- …of America) **Please review the following job description:** Responsible for executing testing and/or compliance monitoring indicators for assigned business ... activities for risk programs, risks and controls. 4. Incorporate results of quality monitoring activities, 2nd line testing , SOX testing and complaints… more
- Scotiabank (Tampa, FL)
- …process for the TAO and GTB business. + Provide Compliance support for Compliance Testing , Audits, Regulatory Exams, and inquiries for the TAO and ... Director, US Bank Regulatory Compliance , Global Transaction Banking **Requisition...emerging trends, and industry best practices. + Oversee the monitoring and identification of regulatory developments, including… more
- American Express (Sunrise, FL)
- …Life Cycle Management. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing , and related efforts. + Support ... part of the New Product Development process to assess compliance risks and ensure adherence with regulatory ...assess compliance risks and ensure adherence with regulatory requirements. + Effectively manage the Compliance … more
- American Express (Sunrise, FL)
- …associated policies. This role is responsible for managing the day-to-day execution of Compliance Monitoring & Testing (M&T) reviews, preparing work papers, ... together, you will help us define the future of American Express. The US Independent Compliance Testing (ICT) team performs 2nd line of defense testing … more
- Fiserv (Jacksonville, FL)
- … requirements. **What you will need to have:** + 10+ years of experience in regulatory monitoring and compliance within a business environment. + 10+ years ... compliance . They play a crucial role in evaluating, monitoring , and strategizing compliance measures to align...and functional requirements. + 10+ years of experience in testing applications for compliance with regulatory… more
- Citigroup (Tampa, FL)
- …external review engagements. Ensure all regulatory and tax and corresponding sample testing processes, controls, and monitoring are executed in a timely and ... range of products and services offered to global clients. ** Regulatory Compliance :** Stay abreast of evolving global...data analytics and QA tools; experience with automated QA testing frameworks is a plus. + Ability to navigate… more
- Deloitte (Tampa, FL)
- …to any of the following topics: trading, operations, lending, core banking platforms, compliance monitoring , regulatory reporting, risk or case management, ... or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + Direct… more