- Coinbase (Tallahassee, FL)
- … Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) and Screening ... This role involves leading strategic, multi-regional Programs to ensure compliance with global AML regulatory bodies. The...by Coinbase's mission * 5+ years of proven transaction monitoring / AML experience in financial services or technology… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …for GWS packaged products + Aids in designing, evaluating, and enhancing compliance testing , oversight and surveillance for packaged products. + Assists ... regulatory and organizational requirements. + Identifying and applying appropriate compliance monitoring procedures and tests. + Preparing oral and/or… more
- American Express (Sunrise, FL)
- …Line of Defense subject-matter expert team responsible for administering a comprehensive regulatory compliance program for the American Express Fair Lending ... Office (FLPO). The FLPO is responsible for performing business process reviews, monitoring and testing , quantitative analyses, and other activities in support… more
- Navy Federal Credit Union (Pensacola, FL)
- … compliance guidance to all registered employees. Conduct annual testing for NFIS. Perform complex/difficult tasks with considerable latitude. Responsibilities + ... and existing regulations and legislation to ensure compliance + Ensure full compliance of all applicable regulatory organizations and NFFG + Recommend policy… more
- NextEra Energy (Juno Beach, FL)
- …to provide guidance on required enhancements to system functionality, assist in testing compliance functionality, prioritization of tasks, and ensure projects ... with the coordination of all of NEER's SOX, CFTC, FERC (or other regulatory agencies as required) compliance activities, both internally and externally, as… more
- American Express (Sunrise, FL)
- …In partnership with broader GFCC teams, GFCSU supports the development, testing , implementation and adjudication of transaction monitoring rules, reports, ... Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC), provides… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …organizational and regulatory requirements. + Identifying and applying appropriate compliance monitoring procedures and tests. + Preparing oral and/or ... and activities to Compliance management. + Performs, contributes and manages periodic testing of the business unit Compliance program. + May manage external … more
- American Express (Sunrise, FL)
- …In partnership with broader GFCC teams, GFCSU supports the development, testing , implementation and adjudication of transaction monitoring rules, reports, ... Surveillance Unit (GFCSU) is part of the broader Global Risk & Compliance organization, operating within Global Financial Crimes Compliance (GFCC), provides… more
- Citigroup (Tampa, FL)
- …(risk based and regulatory ), preferably related to coverage of Independent Risk, Compliance and Financial Crimes related risks. + 7+ years of experience in a ... Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison...assigned as the Audit Lead). + Execute assigned audit testing (DEA, OTA, OET) and document results (including process… more
- Coinbase (Tallahassee, FL)
- …for the design and ongoing enhancement of our core Financial Crime Compliance models-including Transaction Monitoring , Sanctions Screening, and Customer Risk ... Compliance and Engineering teams. * Serve as a critical bridge between Compliance and Engineering, translating regulatory and business needs into actionable… more