- City National Bank (New York, NY)
- …2nd line risk partners (to include Operational and Enterprise Risk Management teams, Regulatory Compliance , Business Continuity, IT Risk, Third Party Risk, Corp. ... activities. The primary responsibility for this role is identifying, assessing, monitoring , and reporting all key risks. Assists Corporate Functions managers with… more
- Citigroup (New York, NY)
- …and the ability to lead and influence across various stakeholders. Responsibilities + Regulatory and Policy Monitoring : + Continuously monitor and analyze ... responsibilities for key risk management areas, including risk identification, stress testing , risk appetite and limits, and the management of strategic, climate,… more
- Deloitte (New York, NY)
- … compliance checks + Implement AI-specific incident response and develop regulatory disclosure playbooks + Manage AI security monitoring , implement executive ... ecosystem and its security services. + Proven experience translating regulatory frameworks (NIST AI RMF, EU AI Act) into...compliance checks (eg, via Azure Monitor). + Security monitoring (eg, Microsoft Sentinel with KQL). + Secure training… more
- CIBC (New York, NY)
- …all Capital Markets Front Office teams, and the Infrastructure and Risk/ Compliance Partners. The Team supports the Capital Markets Front Office businesses to ... people, technology, processes or external events that arise from audit and control testing . The role applies advanced concepts to provide guidance to lines of… more
- IQVIA (Ithaca, NY)
- …Operations, you will lead and oversee all aspects of clinical laboratory testing , ensuring regulatory compliance , operational excellence, and strategic ... operations of the clinical testing laboratory, ensuring compliance with all regulatory standards. + Driving...and implementing training programs to ensure staff competency and regulatory compliance . + Monitoring and… more
- JPMorgan Chase (New York, NY)
- …non-banking products + Understanding of the governance and controls surrounding risk monitoring including, stress testing , limits and indicators, and ongoing ... to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan...continuously evaluating emerging risks to the firm's liquidity by monitoring the evolving short-term funding markets and presenting your… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- TD Bank (New York, NY)
- …of controls within key processes and procedures + Delivers effective control testing and monitoring , documentation of results, and tracking execution of ... G&C leads, and Risk and Control Partners such as Compliance and Risk Management; and + Foster an environment...Partners with Business to proactively prepare for internal / regulatory requests, testing engagements, exams, and reviews… more
- City of New York (New York, NY)
- …Contribute to scientific reports and research as it relates to the program's compliance and surveillance activities, study findings, and regulatory review of the ... processes related to PHE programs. - Assist in the regulatory water quality surveillance of the New York City...quality samples and sampling and operational data analysis and compliance review. - Assist in inspection of drinking water… more
- American Express (New York, NY)
- …to provide necessary documentation, addressing inquiries from regulators, and demonstrating compliance with legal and regulatory requirements and supervisory ... business continuity management, disaster recovery, dependency risk management, resiliency monitoring , operational vulnerability management and resiliency compliance … more