- Ross Stores, Inc. (New York, NY)
- …on a broad range of topics and projects in the areas of product compliance , regulatory compliance , product safety, environmental, and risk management\. The ... position will also assist in developing, implementing, and monitoring compliance training, business investigations, legal research, project management and… more
- American Express (New York, NY)
- …Life Cycle Management. + Support regulatory examinations, internal audit reviews, Compliance monitoring and testing , and related efforts. + Support ... part of the New Product Development process to assess compliance risks and ensure adherence with regulatory ...assess compliance risks and ensure adherence with regulatory requirements. + Effectively manage the Compliance … more
- KeyBank (Buffalo, NY)
- …laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of business, products, and functional ... assist in the design and execution of operational risk testing and continuous monitoring . Individuals work both...compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM)). + Experience with… more
- American Express (New York, NY)
- …associated policies. This role is responsible for managing the day-to-day execution of Compliance Monitoring & Testing (M&T) reviews, preparing work papers, ... together, you will help us define the future of American Express. The US Independent Compliance Testing (ICT) team performs 2nd line of defense testing … more
- TD Bank (New York, NY)
- …requirements and mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal, and ... customers, products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program… more
- Deloitte (New York, NY)
- …to any of the following topics: trading, operations, lending, core banking platforms, compliance monitoring , regulatory reporting, risk or case management, ... or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + Direct… more
- Deloitte (New York, NY)
- …staff The Team Our Regulatory & Financial Risk offering supports clients' regulatory and compliance needs, balancing risk and regulatory requirements ... documents, detailed project planning, process and data mapping, defining key risks, testing , status monitoring , problem tracking and resolution + Experience… more
- KeyBank (Amherst, NY)
- …ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, ... Trust Testing and Analytics, serves in the critical role of execution of testing and monitoring through the development of advanced data-driven testing … more
- Mizuho Corporate Bank (New York, NY)
- …Legal and Compliance . + Review new products and ensure appropriate regulatory implementation to support. + Oversight and monitoring real-time OTC reporting ... Assist with business analysis, requirements gathering , implementation and testing of regulatory reporting system solutions +...Provision of KRI and KPI metrics for reporting and monitoring requirements. + O versee Vendor and Internal platform… more
- Citigroup (Getzville, NY)
- …teams both within- and outside of their direct control to ensure Citi's compliance with its regulatory demands, often with significant competing deliverables and ... Regulatory risk project management ownership (business requirements, analysis, and testing ) for delivery of regulatory reporting solutions + Significant… more