- KeyBank (NY)
- …ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, ... Testing and Analytics, serves in the critical role of execution of testing and monitoring through the development of advanced data-driven testing … more
- Mizuho Corporate Bank (New York, NY)
- …JD. or similar law degree highly preferred*Minimum of 10 years of experience in regulatory compliance , legal and regulatory framework and rulemaking process ... and engagement across MUSO. The group is responsible for managing regulatory examinations, reviews, continuous monitoring , inquiries, horizon scanning for… more
- Mizuho Corporate Bank (New York, NY)
- …one of the largest-and growing-banks in the world. About the Team Operations Regulatory Reporting is a newly created team within Operations that is responsible for ... the execution and submission of regulatory reports to the various regulators. The team's daily...team plays a key role (in collaboration with legal, compliance , IT, etc) in the analysis, requirements specifications, and… more
- Mizuho Corporate Bank (New York, NY)
- …and findings, and maintaining and updating the Business Requirement Documents in compliance with regulatory requirements. + Support preparation of Regulatory ... About the Team: Mizuho Americas Finance - Financial Regulatory Reporting is a team responsible for the...with data governance to measure data quality and data monitoring controls on a regular basis. + Assist in… more
- TD Bank (New York, NY)
- …procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing teams implement consistent and standardized testing ... for testing all Bank programs that aim to facilitate compliance with anti-money laundering, anti-terrorist financing, anti-bribery and corruption, and sanctions… more
- American Express (NY)
- …assessment criteria to align with regulatory updates) + Conduct control monitoring (supplemental to BU process owners testing ) and compile key operational ... (RCSA) ; Process Self Risk Assessments (PRSAs)) in addition to further assessments and testing / QA programs to ensure regulatory and internal standards are met… more
- Guthrie (Binghamton, NY)
- …corrective action is performed and documented for POCT equipment troubleshooting, POCT regulatory compliance issues, and proficiency testing failures. ... regulatory inspections in coordination with representatives from the Clinical Regulatory Compliance department. Coordinates periodic inspections of hospital… more
- KeyBank (NY)
- …and a strong focus on risks and controls. + Knowledge of internal controls, compliance testing and monitoring processes (including analytics), and applicable ... ["CRM"], the incumbent will provide second line of defense testing and monitoring of complaints. Specifically, this...techniques for implementation of regulatory compliance requirements and compliance … more
- M&T Bank (Buffalo, NY)
- …management function by assisting with the identification and assessment of risks, risk monitoring and testing , and issues management. Provide assistance in the ... applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging… more
- BMO Financial Group (New York, NY)
- … compliance controls. + Perform and/or effectively challenge monitoring and testing activities to ensure regulatory compliance controls are operating ... controls. + Perform and/or effectively challenge monitoring and testing activities to ensure regulatory compliance controls are operating and aligned to … more