- American Express (New York, NY)
- …Line of Defense subject-matter expert team responsible for administering a comprehensive regulatory compliance program for the American Express Fair Lending ... Office (FLPO). The FLPO is responsible for performing business process reviews, monitoring and testing , quantitative analyses, and other activities in support… more
- American Express (New York, NY)
- … regulations + Experience in risk and control assessments, audit, or compliance testing + Familiarity with KYC operations, customer lifecycle, management ... the future of American Express. American Express' Global Financial Crimes Compliance (GFCC) team is responsible for leading the enterprise-wide Anti-Money Laundering… more
- Aflac (New York, NY)
- …+ Conduct daily review and monitoring of pre-trade and batch portfolio compliance alerts with respect to regulatory and internal rules and restrictions ... + Prepare management reporting. + Ensure that identified errors, improper conduct, compliance exceptions to regulatory or policy requirements receive appropriate… more
- Coinbase (Albany, NY)
- …for the design and ongoing enhancement of our core Financial Crime Compliance models-including Transaction Monitoring , Sanctions Screening, and Customer Risk ... Compliance and Engineering teams. * Serve as a critical bridge between Compliance and Engineering, translating regulatory and business needs into actionable… more
- Atlas (Albany, NY)
- …Training clients and employees in SPCC Plan and stormwater requirements. * Performing regulatory compliance audits to review client operations to ensure they ... Atlas is a nationwide leader in civil engineering, materials testing and geotechnical consulting services for environmental, industrial and...are a great company. We are seeking a **Water Compliance Consultant (CS Compliance Analyst 2)** to… more
- Stony Brook University (Stony Brook, NY)
- …compliance , including at least 1-2 years of experience clinical trial monitoring /auditing, research compliance , or regulatory oversight/project management ... guidance to SBM leadership and staff on requirements and regulatory topics pertaining to research and academic compliance...testing to assess controls in place to address compliance and privacy risks related to clinical research. +… more
- Carrington (Albany, NY)
- …the provisioning documentation for various audit and exam documentation. Also responsible for compliance testing and monitoring compliance matters. ... into a complete loan "servicing file" to respond to regulatory compliance audit/exams + Perform assigned ...regulatory compliance audit/exams + Perform assigned compliance testing as assigned and promptly escalate… more
- Syracuse University (Syracuse, NY)
- …and deliverables. The compliance specialist supports the University on regulatory compliance and risk reduction activities through facilitating effective and ... program. The Compliance Specialist collaborates with unit and college compliance partners across the university who have regulatory and compliance… more
- Google (New York, NY)
- …project management. + Experience with audits and controls governance. + Experience with compliance such as technology risk, regulatory and non- regulatory ... projects. + Experience in information governance, information lifecycle management, compliance , legal, privacy, information security, or related areas. A problem… more
- Coinbase (Albany, NY)
- …be responsible for the delivery and execution of customer support, monitoring service quality, and implementing process improvements to ensure seamless operations. ... (ie. job requirements):* 10+ years of AML or Financial Crime Compliance knowledge experience, with a focus on delivering differentiated support… more