- SMBC (New York, NY)
- …assist in designing and validating stress loss scenarios, and reviewing stress testing outcomes and regulatory submissions to ensure alignment with supervisory ... CCR function and build a comprehensive CCR framework in compliance with SR 11-10 and BCBS CCR guidelines. The...management, and audit on strategies related to open issues, testing results, corrective measures, and closure of audit/ regulatory… more
- TD Bank (New York, NY)
- …guidance on day-to-day AML/ATF/Sanctions/ABAC matters affecting the business based on regulatory compliance requirements and industry best practice, including, ... due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Provides/Executes skilled AML/ATF/Sanctions/ABAC… more
- Deloitte (New York, NY)
- …training modules + Conducting compliance assessments + Performing transaction monitoring "look backs" pursuant to regulatory orders, Know Your Customer ... Anti Money Laundering (AML) Manager Our Deloitte Regulatory , Risk & Forensic team helps client leaders...coach team members + Designing, reviewing, enhancing, implementing, and monitoring numerous AML and sanctions compliance programs… more
- American Express (New York, NY)
- …findings and regulatory gaps. This involves reviewing applicable regulatory requirements, assessing/confirming compliance gaps, and evaluating management's ... risk professionals have diverse backgrounds including internal controls, consumer compliance , technology, operational risk, financial accounting, data analytics, and… more
- BMO Financial Group (New York, NY)
- …methodology, metrics, and program standards for the assigned portfolio to ensure compliance and effective monitoring , timely reporting and identification of ... + Manages the review and sign-off process for relevant regulatory reporting. + Leads and integrates the monitoring...& experience with risk policy frameworks; quality control / testing frameworks. + Seasoned professional with a combination of… more
- TD Bank (New York, NY)
- …process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key controls ... and risk management frameworks are aligned with corporate goals and regulatory requirements. + To understand (and communicate to relevant parties) implications… more
- Coinbase (Albany, NY)
- …security infrastructure and controls to protect critical business assets and meet regulatory compliance requirements * Lead engineering build activities for ... frameworks, and compliance documentation aligned with industry best practices and regulatory requirements *What we look for in you (ie. job requirements):* *… more
- Stony Brook University (Stony Brook, NY)
- …operations to ensure accurate and timely reporting of patient results and compliance with all regulatory standards. Qualified candidates will demonstrate ... + Oversight of QA functions and monitors. Ensures staff compliance with all regulatory agency standards. Takes...on ongoing basis. + Evaluates staff competencies on all testing procedures on an annual basis per regulatory… more
- City National Bank (New York, NY)
- …trigger explanations and associated action plans * Review and challenge 1LOD annual testing and monitoring plans, the adequacy of control management activities ... risk and control environment arising from risk assessments, risk monitoring , internal and external events, and regulatory ...years of experience in risk management, operational risk management, compliance , or audit * Minimum 5 years of control… more
- Coinbase (Albany, NY)
- …us as we scale worldwide. Essential to scaling is building and running a security compliance program that reflects how we protect the data and assets in our care, to ... Controls to support the second line of defense technology compliance initiatives. This role will assist with the design,...This role will assist with the design, implementation, and monitoring of a technology control framework. The Specialist will… more