- TD Bank (Charlotte, NC)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program,...environment, standards, and regulations.** + **Knowledge and experience within compliance or audit, legal and regulatory environment,… more
- TD Bank (Charlotte, NC)
- …Assessment, regulatory controls management, Compliance Issue Management, Compliance Monitoring & Testing , Program Effectiveness Assessments, ... for the Company and supports the development, implementation, and maintenance of a regulatory compliance program through compliance activities across various… more
- Truist (Charlotte, NC)
- …**Please review the following job description:** Responsible for executing compliance monitoring indicators for assigned business unit/corporate function. ... activities for risk programs, risks and controls. 4. Incorporate results of quality monitoring activities, 2nd line testing , SOX testing and complaints… more
- American Express (Charlotte, NC)
- …associated policies. This role is responsible for managing the day-to-day execution of Compliance Monitoring & Testing (M&T) reviews, preparing work papers, ... together, you will help us define the future of American Express. The US Independent Compliance Testing (ICT) team performs 2nd line of defense testing … more
- Truist (Charlotte, NC)
- …implementation and monitoring of governance programs related to Truist's regulatory reporting function. Such programs include effectiveness testing , risk ... time to time. Execute first line of defense activities related to regulatory reporting compliance with operational risk guidelines. This includes proactively… more
- Deloitte (Charlotte, NC)
- …to any of the following topics: trading, operations, lending, core banking platforms, compliance monitoring , regulatory reporting, risk or case management, ... or operational evolutions + Direct working experience related to product management, regulatory compliance , risk management or controls oversight + Direct… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- …Purified Water, Pure Steam). They are responsible for ensuring microbiological and EM testing is performed in compliance with procedures and GDP requirements ... performance, antimicrobial neutralization and contamination checks, bioburden and environmental monitoring sampling/ testing of water, surface, air, and cleaning.… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an Independent Testing Specialist within the Independent Testing &...understand the flow of data from origination through to regulatory and risk reports + Support the acquisition of… more
- TD Bank (Charlotte, NC)
- …procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing teams implement consistent and standardized testing ... for testing all Bank programs that aim to facilitate compliance with anti-money laundering, anti-terrorist financing, anti-bribery and corruption, and sanctions… more
- USAA (Charlotte, NC)
- …+ Experience performing internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory environment. + ... impactful. **The Opportunity** As a dedicated **Senior Auditor,** you will execute regulatory issue validation assignments. This role plays a key part in ensuring… more