- Regions Bank (Charlotte, NC)
- …program **Preferences** + Relevant certifications and/or licenses, such as: + Certified Regulatory Compliance Manager (CRCM) + Certified Anti Money Laundering ... **Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing...operational processes + Assists with the administration of a monitoring and testing program to report on… more
- TD Bank (Charlotte, NC)
- …procedures, and expectations or non- compliance with key laws and regulatory requirements. Testing teams implement consistent and standardized testing ... for testing all Bank programs that aim to facilitate compliance with anti-money laundering, anti-terrorist financing, Anti-Bribery and corruption, and sanctions… more
- Ally (Raleigh, NC)
- …the Technology Control Test Strategy to include: * * Scope and definition of testing and monitoring plans * Roles and responsibilities * Standards and practices ... the lines of business and Technology, Governance, Risk, and Compliance functions, to determine business needs and establish strategies...for testing and monitoring key controls * Issues… more
- Regions Bank (Charlotte, NC)
- …and controls and key operational processes + Assists with the administration of a monitoring and testing program to report on effectiveness of controls against ... law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule...the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line of defense risk… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... into Wells Fargo-developed applications. The role will lead a Dynamic Application Security Testing and manual penetration testing program for the bank. It will… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... significant interaction with various technical teams to oversee all performance testing deliverables and activities for large, highly complex programs. Learn more… more
- TD Bank (Charlotte, NC)
- …**Desired Qualifications:** + **Good understanding of Compliance processes and regulatory environment, including monitoring and Oversight Functions with RCM ... **Department Overview:** **The Global Compliance Department is responsible for overseeing Regulatory Compliance across TDBG in accordance with the Global … more
- Coinbase (Raleigh, NC)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and...or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. * Strong… more
- Regions Bank (Charlotte, NC)
- …against policies, guidelines or processes + Administers a monitoring and testing program to ensure effective compliance with all applicable laws and ... in a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn… more
- Equitable (Charlotte, NC)
- …and ensure that EDL meets new or developing requirements. * Overseeing EDL's compliance program to ensure it meets regulatory rule requirements and where ... recommendations for improvements to internal controls and policies/procedures. * Planning, testing , and drafting Compliance reports. The ideal candidate would… more