- Coinbase (Raleigh, NC)
- … Program Manager to oversee the execution of high-priority regulatory compliance Programs within the company's Transaction Monitoring (TMS) and Screening ... This role involves leading strategic, multi-regional Programs to ensure compliance with global AML regulatory bodies. The...by Coinbase's mission * 5+ years of proven transaction monitoring / AML experience in financial services or technology… more
- Truist (Charlotte, NC)
- …Cyber Security. Ensures regulatory rules are incorporated into appropriate compliance policies, standards, processes, training, and monitoring / testing ... review the following job description:** Manages Truist's Corporate cybersecurity legal, regulatory and industry compliance . Leads and develops strategies for… more
- Coinbase (Charlotte, NC)
- …* Conduct investigative review and analysis in support of company's BSA/AML regulatory compliance policies and programs including investigating automated alerts ... Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently… more
- Reckitt (Wilson, NC)
- …in compliance with current good manufacturing practice (cGMP) regulations, regulatory requirements and RB Global Healthcare standards. To implement and oversee ... Integrity requirements. + Oversee the QMS and continuously develop and improve the monitoring systems for Compliance and ensure status is clearly identified by… more
- Citigroup (Charlotte, NC)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors and providing day-to-day Compliance ... well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries...Line of Defense (2LoD) on the execution of challenge, monitoring & testing of key EWM-owned BAU… more
- Coinbase (Raleigh, NC)
- …for the design and ongoing enhancement of our core Financial Crime Compliance models-including Transaction Monitoring , Sanctions Screening, and Customer Risk ... Compliance and Engineering teams. * Serve as a critical bridge between Compliance and Engineering, translating regulatory and business needs into actionable… more
- Atlas (Charlotte, NC)
- …Training clients and employees in SPCC Plan and stormwater requirements. * Performing regulatory compliance audits to review client operations to ensure they ... Atlas is a nationwide leader in civil engineering, materials testing and geotechnical consulting services for environmental, industrial and...are a great company. We are seeking a **Water Compliance Consultant (CS Compliance Analyst 2)** to… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Lead Compliance Officer to support the Personal Account Dealing (PAD)...new desk procedures. + Interface with Audit, Legal, and Testing teams. + Thrive in a fast-paced, high-volume environment… more
- Coinbase (Charlotte, NC)
- …* Conduct investigative review and analysis in support of Coinbase's BSA/AML regulatory compliance policies and program including investigating automated alerts ... as internal Subject Matter Expert for Coinbase's end-to-end transaction monitoring (TMS) operations, assisting teammates with substantive questions about process… more
- Carrington (Raleigh, NC)
- …the provisioning documentation for various audit and exam documentation. Also responsible for compliance testing and monitoring compliance matters. ... into a complete loan "servicing file" to respond to regulatory compliance audit/exams + Perform assigned ...regulatory compliance audit/exams + Perform assigned compliance testing as assigned and promptly escalate… more