- Bank of America (Charlotte, NC)
- …* Ensure delivery of complete, accurate and timely regulatory reports to regulatory agencies. * Executes control practices, including compliance with all ... responsibilities include identifying, analyzing, and resolving complex problems, ensuring compliance with policies, and identifying opportunities to improve process… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- …of stability study as per Quality and regulatory requirement. Timely complete testing and ensure compliance during analytical TT and AMV performed in QC ... for this position will be: perform QC analysis in compliance to cGMP in line with standards prescribed by...monitoring of changes in the monographs Pharmacopoeia requirements, Regulatory agencies recommendations and implement the same in QC… more
- Bank of America (Charlotte, NC)
- …Listening + Issue Management + Liquidity Management + Monitoring , Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States ... across a range of scenarios, and establishment of risk monitoring processes across the 8 lines of business and... testing and performing review and challenge of regulatory rule interpretations and rule compliance documentation… more
- Bank of America (Charlotte, NC)
- …and tools to drive adherence to enterprise-wide standards. Job expectations include monitoring and testing controls and implementing quality assurance and ... and ensure adherence to enterprise-wide standards + Supports the monitoring and testing of controls by evaluating...Supports the overall management of and research required for regulatory exams, internal audits, and other monitoring … more
- City National Bank (Concord, NC)
- …strategy, including introducing advanced analytics, rationalizing use of various detection monitoring and interdiction tools, in compliance with FinCEN red ... Financial Intelligence teams to set the priority of transaction monitoring rules/segments require tuning and testing for...WILL YOU DO? * Design and enhance best-in-class AML compliance transaction monitoring and OFAC practices, leveraging… more
- Deloitte (Charlotte, NC)
- …training modules + Conducting compliance assessments + Performing transaction monitoring "look backs" pursuant to regulatory orders, Know Your Customer ... Anti Money Laundering (AML) Manager Our Deloitte Regulatory , Risk & Forensic team helps client leaders...coach team members + Designing, reviewing, enhancing, implementing, and monitoring numerous AML and sanctions compliance programs… more
- Fujifilm (Holly Springs, NC)
- …You will maintain quality systems that align with CGMP, GDP, and other regulatory standards, ensuring product compliance through robust quality systems. You will ... Oversees validation activities during startup and commercial operations to ensure compliance with regulatory standards + Approves critical lifecycle… more
- PNC (Raleigh, NC)
- …of the model. + Prepares and analyzes detailed documents for validation and regulatory compliance , using applicable templates. PNC Employees take pride in our ... Gathering and Reporting, Effective Communications, Predictive Analytics, Quantitative Techniques, Regulatory Environment - Financial Services, Testing **Work… more
- TD Bank (Charlotte, NC)
- …process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key controls ... and risk management frameworks are aligned with corporate goals and regulatory requirements. + To understand (and communicate to relevant parties) implications… more
- Coinbase (Raleigh, NC)
- …security infrastructure and controls to protect critical business assets and meet regulatory compliance requirements * Lead engineering build activities for ... frameworks, and compliance documentation aligned with industry best practices and regulatory requirements *What we look for in you (ie. job requirements):* *… more