- City National Bank (Charlotte, NC)
- …trigger explanations and associated action plans * Review and challenge 1LOD annual testing and monitoring plans, the adequacy of control management activities ... risk and control environment arising from risk assessments, risk monitoring , internal and external events, and regulatory ...years of experience in risk management, operational risk management, compliance , or audit * Minimum 5 years of control… more
- Coinbase (Raleigh, NC)
- …us as we scale worldwide. Essential to scaling is building and running a security compliance program that reflects how we protect the data and assets in our care, to ... Controls to support the second line of defense technology compliance initiatives. This role will assist with the design,...This role will assist with the design, implementation, and monitoring of a technology control framework. The Specialist will… more
- Citizens (Charlotte, NC)
- …are appropriate, consistent with credit approvals, and adequately protect the firm's interests. Regulatory Compliance & Engagement: + Ensure full compliance ... on credit risk matters within the designated portfolios. + Contribute to regulatory reporting and stress testing exercises. Team Leadership & Development:… more
- TD Bank (Charlotte, NC)
- …Risk Oversight oversees the team and leads 2nd-line oversight activities and monitoring of the AML/ATF/Sanctions/ABAC compliance programs for covered TD ... analysis of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements....due diligence, enhanced due diligence, policy, governance, training and/or compliance assurance and testing + Manages and… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... cross functional, with broad impact, and act as key participant in data aggregation, monitoring , and reporting of stress testing and portfolio analysis for Risk… more
- Comerica (Charlotte, NC)
- …Risk Management Lifecyle and play a role in Planning, Identifying, Assessing, Mitigating, Monitoring , and Reporting. BRCOs are members of the First Line of Defense ... the specialty areas: RCSA, Control Design, Issue Management, Control Testing , and Metrics & Reporting based on the volume...2LOD frameworks and policies, in topics such as Exams, Compliance , Third-Party Risk, Model Risk, Compliance , Human… more
- SMBC (Charlotte, NC)
- …Provide written reports to management regarding project status, tasks, and issues/risks. + ** Regulatory Compliance :** Stay abreast of regulatory changes and ... the technology strategy for FCC, ensuring alignment with the bank's overall compliance objectives, regulatory requirements and overall SMBC governance and… more
- Deloitte (Charlotte, NC)
- … and challenge the existing TM landscape. + Enhance global transaction monitoring functions to meet regulatory regulations using model development, model ... Senior Consultant, Anti-Money Laundering Analytics About Deloitte Regulatory , Risk & ForensicOur Deloitte Regulatory ,...partnership with internal and external AML and financial crimes compliance , audit, IT, and business teams. + Supervise day… more
- Lincoln Financial (Greensboro, NC)
- …in corporate or tech-focused legal strategies. + Familiarity with evolving AI regulatory frameworks and awareness of legal, compliance and/or ethical ... legal advice on all aspects of the development, implementation, use, and monitoring of artificial intelligence (AI) systems and platforms including, but not limited… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... resource/platform/service/application related integrity, confidentiality, risk management, threat identification, security monitoring /remediation and incident response. + Perform engineering work related… more