- Wells Fargo (Irving, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking an Independent Testing Specialist within the Independent Testing &...understand the flow of data from origination through to regulatory and risk reports + Support the acquisition of… more
- Charles Schwab (Westlake, TX)
- …corporation and its subsidiaries, including our bank and broker-dealers. We monitor regulatory ratios and adherence, and develop associated tools to assist our ... group is responsible for the design of company liquidity management policies, ensuring compliance at all times, and escalating to senior management as necessary. The… more
- USAA (San Antonio, TX)
- …+ Experience performing internal audits, external audits, or applying audit, risk, or compliance acumen in a complex operational and regulatory environment. + ... impactful. **The Opportunity** As a dedicated **Senior Auditor,** you will execute regulatory issue validation assignments. This role plays a key part in ensuring… more
- Citigroup (Irving, TX)
- …and critical data to Regulators, Risk Managers, and Senior Management for portfolio monitoring , business reviews, and regulatory reviews. + Develop and implement ... The VP Stress Testing Lead for Operational Risk contributes to the...End User Computing (EUC). + Oversee Credit Bureau Reporting, Regulatory Reporting (eg FR Y-14), and monitoring … more
- JPMorgan Chase (Plano, TX)
- …for regulatory and management requests, ensuring compliance with the regulatory landscape and stress testing requirements. Your work will involve ... risks and stress. + Stay informed about the regulatory landscape, stress testing requirements, and methodologies to ensure compliance and best practices. +… more
- Citigroup (Irving, TX)
- …This role is key to the company's overall risk management strategy, regulatory compliance and protection of financial health and reputation. **Responsibilities** ... a comprehensive analysis and reporting of inherent risks across various portfolios, and regulatory reporting in compliance with standards like FR Y-14. By… more
- Citigroup (Irving, TX)
- …a manner consistent with the Citi program framework. Primary responsibilities include monitoring compliance risk behaviors, providing day-to-day Compliance ... transparency. **Qualifications:** + Expertise in Fraud, Consumer Protection and Prudential/ Regulatory Compliance laws, rules, regulations, risks and typologies… more
- Coinbase (Austin, TX)
- … Compliance team is essential in ensuring that our global CX Compliance Operations function efficiently, comply with regulatory requirements, and consistently ... Additionally, you will be proactively detecting emerging risks, optimizing compliance processes, and testing new tools and...or the tech industry, with a focus on TMS/EDD compliance investigations, or regulatory matters. * Strong… more
- Capital One (Plano, TX)
- …GED, or equivalent certification + At least 2 years of experience in consumer compliance testing , compliance monitoring , quality assurance, control ... years of financial services consumer compliance control testing , compliance monitoring , quality assurance,...quality assurance, control review, or audit experience + Certified Regulatory Compliance Manager (CRCM) or other … more
- MUFG (Irving, TX)
- …Laundering, Sanctions, Anti-Bribery & Corruption, Regulatory Change Management, Testing , Issues Management, Program Management, Risk Assessment, Monitoring , ... and support functions and assisting with efforts to ensure the company's compliance with applicable regulatory requirements. The work involves participation in… more