- Raymond James Financial, Inc. (St. Petersburg, FL)
- …risk information. . Ensures the business risk management practices comply with regulatory requirements and industry best practices. Also, engages with regulators to ... risk context. . Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk...risk controls and segregation of duties . Relevant risk-based regulatory schemes including Basel I and Basel II and… more
- Citigroup (Tampa, FL)
- …objectives and risk appetite. + Support internal and external audits and regulatory examinations, as applicable. + Promote a culture of risk awareness, connectivity ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (Jacksonville, FL)
- …for expertise and escalation of issues. + ORM CAO, Governance, Audit and Regulatory Relations team to ensure effective business management and regulatory ... forums such as Business Risk Reviews and Business Risk Compliance and Control Committees as well as for meetings...positions in Risk Management (operational Risk preferred), Internal Audit, Compliance or related field a plus. + Well versed… more
- Citigroup (Tampa, FL)
- …reviews, addressing root causes of unintended losses and ensuring policy and regulatory compliance in resilience and third-party risk management. + Assess ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- M&T Bank (North Palm Beach, FL)
- …appropriate Bank resources, including market leadership, tax liaison team, Legal and Compliance , to ensure timely delivery of quality service and expand client ... model for less experienced staff. + Understand and maintain current knowledge of regulatory requirements and Federal and state law concerning trust and estates, as… more
- Citigroup (Tampa, FL)
- …these standards. Qualifications: * 6-10 years exeperience in management, risk management and/or regulatory compliance in one or more of the following risk ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- AdventHealth (Altamonte Springs, FL)
- …: Altamonte Springs, FL **The role you will contribute:** Strong regulatory background in anti-kickback, Stark, HIPAA, tax-exempt organization rules and regulations, ... subpoenas, and garnishment issues. This individual will advise CEOs, executive management, compliance department, and medical staff leadership on a wide variety of… more
- Citizens (Coral Gables, FL)
- …and operations to practice sound risk management and adherence to applicable regulatory requirements. + Actively participate in local SBA district events and ... + In-depth knowledge of SBA loan programs, underwriting guidelines, and compliance requirements. + Strong understanding of financial analysis, credit underwriting,… more
- BMO Financial Group (Winter Park, FL)
- …team maintains the required internal control standards, including adherence to audit, regulatory and compliance policies. **KEY DIMENSIONS** A. Business Delivery ... and Operational Effectiveness 70% B. Managerial Leadership 10% C. Client and Relationship Management 10% D. Risk Management and Control 10% **ACCOUNTABILITIES** **A. Business Delivery and Operational Effectiveness** + Generates meaningful relationships and… more
- RTX Corporation (Miramar, FL)
- …Will Do** + Generate Authorized Release Certificates (ARC) for multiple regulatory civil aviation authorities or Certificates of Conformance for military customers ... in employment for qualified Individuals with a Disability and Protected Veterans in compliance with Section 503 of the Rehabilitation Act and the Vietnam Era… more