- Truist (Charlotte, NC)
- …years of direct experience in compliance 4. Demonstrated experience with regulatory agencies, requirements, and/or regulatory compliance . 5. Strong ... control issues. 5. Communicate with management and regulators with respect to compliance risk management activities and regulatory examinations. 6. Implement… more
- City National Bank (Charlotte, NC)
- * COMPLIANCE OFFICER SENIOR* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and maintaining assigned areas ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- Equitable (Charlotte, NC)
- Chief Compliance Officer ( 250000CZ ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : Equitable **Schedule** : Full-time **Description** At ... your potential? Reporting directly to the Equitable Financial Chief Compliance Officer , the role is responsible for...EDL meets new or developing requirements. + Overseeing EDL's compliance program to ensure it meets regulatory … more
- Wells Fargo (Charlotte, NC)
- **About this role:** We are seeking a highly experienced Senior Lead Compliance Officer to support the Structured Products Group (SPG) across both Capital ... Warehouse lending functions. This role combines strategic advisory and operational compliance responsibilities, ensuring robust regulatory compliance across… more
- Citigroup (Charlotte, NC)
- Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... as well as, provide transactional approvals and interpretation of internal compliance policies. + Assisting with regulatory inquiries and/or examinations.… more
- EverBank (Charlotte, NC)
- **Enterprise Compliance Officer Manager - Enhanced Due Diligence** The Enterprise Compliance Officer Manager will lead a team designed to identify, ... with the broader AML/ Compliance and Legal teams as needed. + Monitor regulatory developments and update EDD practices accordingly to maintain compliance . +… more
- Highmark Health (Raleigh, NC)
- …knowledge as well as in-depth knowledge of the insurance industry, strategic compliance planning, regulatory concerns, compliance requirements, and corporate ... This job is responsible for planning, designing, implementing, and maintaining the Compliance Program and its related policies to ensure the business acts within… more
- First Horizon Bank (Raleigh, NC)
- … background preferred (2-3 years) + Background in preparing for internal ( Compliance Testing and/or Audit) and external ( regulatory ) examinations preferred. + ... of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal… more
- LifePoint Health (Henderson, NC)
- …the rest of the care continuum. Clinical technology acquisition and implementation. Regulatory compliance . Other duties as assigned. *Required Education* Doctor ... Duke LifePoint as well as CMO of LifePoint Health. Assist hospital in assuring compliance with standards of regulatory agencies. Assist with surveys and issues… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- …principles and requirements. + Leads data integrity training to ensure awareness and compliance to data integrity regulatory and program requirements. + Support ... Associate Director Quality Assurance, Data Integrity Officer Department: Quality Plant Head Location: Monroe, NC START YOUR APPLICATION… more
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