- JPMorgan Chase (Charlotte, NC)
- …security and safety policies as well as procedures. Other responsibilities include regulatory and legislative compliance , security officer management, alarm ... ATM, branch and corporate building security. As a Security Officer within our Global Security team **,** you will...with the Government Operations Regional Security Manager, the Security Officer Team Lead, and contract security officers to ensure… more
- Prime Therapeutics (Raleigh, NC)
- …and maintain records and related documentation for reporting to the Chief Compliance Officer , Prime's senior leadership team, executives, Corporate Compliance ... Come build the future of pharmacy with us. **Job Posting Title** Senior Compliance Analyst ( Regulatory Change Management) - Remote **Job Description** The Senior… more
- City National Bank (Charlotte, NC)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- Sprinklr (NC)
- …experiences worldwide. **About** **the Role** Reporting to the General Counsel, the **Chief Compliance Officer (CCO)** will lead Sprinklr's global compliance ... CCO will be responsible for ensuring the Company meets all legal and regulatory obligations, enhancing and maintaining a scalable compliance program, and… more
- City National Bank (Charlotte, NC)
- * COMPLIANCE OFFICER -CREDIT CARDS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,...and other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and… more
- KeyBank (Charlotte, NC)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... and monitoring processes (including analytics), and applicable techniques for implementation of regulatory compliance requirements and compliance processes +… more
- KeyBank (Charlotte, NC)
- **Location:** 4910 Tiedeman Road, Brooklyn Ohio The Commercial Compliance Officer will be a member of the Commercial Lending and Deposits Compliance team ... within Compliance Risk Management. The Commercial Compliance Officer will provide support to business...perform impact and gap analyses as applicable. Assist with regulatory compliance exams. Assist with corporate policy… more
- Sumitomo Pharma (Raleigh, NC)
- … member of the scientific Medical Review Committee (sMRC) to ensure regulatory compliance for medical based communications, congresses, and ad boards. ... of global commercial product. The role will hold accountability for regulatory submissions, applicable communications, and compliance across the company's… more
- City National Bank (Charlotte, NC)
- …of BSA related policy position documents, under the guidance of the BSA Officer . As assigned, collaborates with compliance colleagues and business line ... transaction monitoring models. Under the guidance of the BSA Officer , works with the Compliance Training ...to help ensure that policies and procedures are in compliance with legal and regulatory requirements and… more
- Glenmark Pharmaceuticals Inc., USA (Monroe, NC)
- …principles and requirements. + Leads data integrity training to ensure awareness and compliance to data integrity regulatory and program requirements. + Support ... Senior Manager - Quality Assurance, Data Integrity Officer Department: Quality Plant Head Location: Monroe, NC START YOUR APPLICATION… more