- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **About this role:** Wells Fargo is seeking a Lead Operational Risk Officer to join the Operational Risk Management (ORM) team as part of Corporate Risk. ORM is… more
- Truist (Winston Salem, NC)
- …review the following job description:** The Operational Risk Management Programs Risk Officer II is a senior subject matter expert responsible for the design, ... providing training and delivering presentations. 4. Ensure program components meet regulatory expectations and are aligned with industry best practices. 5. Subject… more
- UNC Health Care (Rocky Mount, NC)
- …and methods, -Evaluates new products, services and equipment, Responsible for compliance with designated JCAHO and other regulatory requirements, Processes ... * Valid North Carolina Driver's License (NCDL). * Commissioned as a law enforcement officer by the State of North Carolina. * CPI Certification (must obtain within… more
- PNC (Charlotte, NC)
- …have an opportunity to contribute to the company's success. As a Mortgage Loan Officer within PNC's Mortgage organization, you will be based in North Carolina which ... solutions and refers products and services; reviews documentation to ensure compliance . Manages customer pipeline for efficiency. + Collaborates with internal and… more
- Bank OZK (Charlotte, NC)
- …embrace, support, and model the bank's values and mission + Ensure compliance with internal/external regulatory policies, procedures, and guidelines Basic ... Job Purpose & Scope The VP, Trust Investment Officer constructs and manages individualized investment portfolios in conjunction with clients' financial needs and… more
- Coinbase (Charlotte, NC)
- …security infrastructure and controls to protect critical business assets and meet regulatory compliance requirements * Lead engineering build activities for ... frameworks, and compliance documentation aligned with industry best practices and regulatory requirements *What we look for in you (ie. job requirements):* *… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Office Operations, Account Onboarding, Tax Operations, FX Operations, Non-Financial Regulatory Reporting Operations, Transaction Reporting Operations, new products, fraud,… more
- Truist (Charlotte, NC)
- …the BUCRO is not available. Participation in working groups and councils, regulatory agency meetings and examinations to offer 1st Line effective challenge, ensure ... Assist the BUCRO with monitoring of risk exposures, concentrations and limits for compliance with risk appetite as well as effective challenge of Business Unit… more
- Comerica (Charlotte, NC)
- …risk and control culture, and is responsible to evolving business needs and regulatory expectations. As a First Line leader, the Business Control Director Senior ... internal risk management oversight including committees and business meetings. Regulatory Engagement & Remediation The primary contact for ...Diploma or GED and 6 years of Risk Management, Compliance , or Audit experience + 10 years of experience… more
- Truist (Raleigh, NC)
- …development and maturation of second line risk programs in alignment with regulatory expectations while balancing demands on capacity to execute program requirements ... the development and maturation of the firm's risk programs to meet with regulatory expectations. 3. Serve as a subject matter expert for Enterprise and Operational… more