- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... strong customer relationships balanced with a strong risk mitigating and compliance -driven culture which firmly establishes those disciplines as critical to the… more
- Truist (Greensboro, NC)
- …identification, mitigation, monitoring and reporting of operational, technology, and compliance related risks within Enterprise Technology. 2. Communicate and drive ... and other risk partners. 6. Ensure effectiveness and structure in regulatory engagement practices, including responses out of Enterprise Technology. 7. Develop… more
- Banc of California (Durham, NC)
- …will perform a variety of tasks related to ensuring the Bank's compliance under the Community Reinvestment Act.("CRA") In this role, major responsibilities will ... small business and community development loans for the purpose of internal and regulatory reporting. + Supports the operations of the Bank's Charitable Foundation. +… more
- Banc of California (Durham, NC)
- …implementing technical security standards to support the Bank's security needs and regulatory requirements including ISO2700x, CFPB, SOX, GLBA, NIST, FFIEC and PCI. ... YOU'LL BRING** + Demonstrates knowledge of, adherence to, monitoring and responsibility for compliance with state and federal regulations and laws as they pertain to… more
- American Express (Charlotte, NC)
- …consistent payments, financing, and savings products. Led by the Chief Operating Officer , AENB HQ drives the administration of programs and services provided by ... key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact...an impact in this role?** This **Senior Manager of Regulatory & Audit Exam Management** will be part of… more
- Robert Half Legal (Charlotte, NC)
- …make an impact but also build toward a clear path to becoming a Chief Compliance Officer (CCO)! Compensation Highlights: ✨ Competitive salary paired with a bonus ... growth with mentorship from the General Counsel & Chief Compliance Officer + Exposure to diverse aspects...(preferred) Education: + Bachelor's degree required; advanced certifications in regulatory compliance are a plus ✨ Ready… more
- Prime Therapeutics (Raleigh, NC)
- … Officer 's compliance governance responsibilities + Represents Compliance Regulatory Intelligence and Change Management teams in internal and ... Regulatory Intelligence communication strategy. This position acts as Compliance and regulatory liaison for all lines of business with internal business… more
- Prime Therapeutics (Raleigh, NC)
- … communication for risk assessment and corrective action plans for the Chief Compliance Officer 's reporting to the Corporate Compliance Committee (CCC) ... fuels our passion and drives every decision we make. **Job Posting Title** Compliance Analyst Principal (Performance and Oversight) - Remote **Job Description** The … more
- American Express (Apex, NC)
- …operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall ... and challenge, ensuring that risks are managed effectively and in compliance with regulatory expectations. **The** **Director** **,** **Corporate Functions**… more
- Truist (Charlotte, NC)
- …for financial regulatory reports to ensure that Truist remains in compliance with federal, FDIC and state reporting requirements. 5. Ensure participation in the ... **Please review the following job description:** Effectively manage overall operational and compliance risk related to SEC and Climate reporting for Truist. Ensure… more