- Fujifilm (Raleigh, NC)
- …matters of certain Fujifilm chemicals and ink subsidiaries, ensuring operational and regulatory compliance . + Draft, review, revise, and negotiate a large ... + Draft shareholder and board resolutions, meeting minutes, consents, officer 's certificate, secretary's certificate, stock power, LLC operating agreement,… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Investment Banking (CIB) as part of The Chief Operating Officer (COO), within our CIB Banking Capital & Portfolio...of a background check. Internal transfers are subject to compliance with 17 CFR 240.17f-2 of the Securities Exchange… more
- Huntington National Bank (Charlotte, NC)
- …of prospects and clients. Accountable for risk evaluation and associated regulatory compliance requirements. + Provides independent, in-depth analysis of ... Includes management of portfolio risk and adherence to all regulatory and compliance guidelines. A critical component...working directly with the Team Leader and Regional Credit Officer . + Possesses a mastery of client and industry… more
- Bank of America (Charlotte, NC)
- …+ Issue Management + Liquidity Management + Monitoring, Surveillance, and Testing + Regulatory Compliance **Shift:** 1st shift (United States of America) **Hours ... the CFO managed securities portfolio. As the Chief Risk Officer (CRO) function covering the Chief Financial Officer...negotiating across CFO partners, as well as EFR organization, Compliance & Op Risk, and other verticals (GBAM and… more
- UNC Health Care (Chapel Hill, NC)
- …teams, ensuring security efforts align with organizational goals and regulatory requirements. Additionally, collaborates with local law enforcement, IT, ... safety protocols, and coordinate response efforts during critical incidents. 5. Compliance and Quality Improvement - Develops and implements emergency response… more
- Wells Fargo (Jacksonville, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- Wells Fargo (Candler, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- Wells Fargo (Fayetteville, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... an application for a dwelling secured transaction. As such, this position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related… more
- First Horizon Bank (Charlotte, NC)
- …protecting the organization's talent and reputation by proactively managing HR compliance , risk, fraud, and associate relations. This role advances business ... integrity, trust, and accountability. Reporting directly to the Chief Human Resources Officer , this leader partners across the enterprise to translate regulatory … more
- Celonis (Raleigh, NC)
- …analyze, communicate, and propose mitigation strategies for potential risks in contractual, regulatory , compliance , financial and legal areas + Provide training ... sales personnel is a significant plus. + Working knowledge of regulatory matters, including international data protection, corporate compliance and… more