- City National Bank (Dallas, TX)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- Insight Global (Dallas, TX)
- …Insight Global is seeking to hire an experienced and detail-oriented Deputy Chief Compliance Officer for a global investment firm focused in the fintech ... space. The Deputy CCO is to support the Chief Compliance & Legal Officer in overseeing and...Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). The Deputy CCO will play a… more
- City National Bank (Dallas, TX)
- * COMPLIANCE OFFICER -DEPOSITS* WHAT IS THE OPPORTUNITY? Position is responsible for performing risk analysis and assessment of compliance regulations, ... new or revised laws and regulations. * Assist the Compliance Manager, Senior Compliance Officer ,...and other tracking reports as deemed necessary. * Conduct regulatory compliance monitoring activities as assigned and… more
- MUFG (Irving, TX)
- …Americas Compliance Testing (ACT) is an integral part of the MUFG Regulatory Compliance Risk Management function. This position executes a compliance ... & Trading business units with focus on the Markets Compliance program. The Compliance Officer ...Certified Financial Analyst (CFA), Financial Risk Manager (FRM), Certified Regulatory Compliance Manger (CRCM), Certified Internal Auditor… more
- MUFG (Irving, TX)
- …details. **Summary:** As part of the International Compliance Training Team, the Compliance Training Program Officer (FCTPO) for the Americas will be charged ... position will serve as the primary Audit, Testing, and Regulatory contact for the region and will report directly...report directly into a Global Financial Crimes Training Program Officer (GFCTPO) and the Global Core Compliance … more
- HUB International (Austin, TX)
- …SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Chief Compliance Officer , will be a highly visible, senior leadership position, ... SEC compliance infrastructure. **Job Summary:** The **Chief Compliance Officer ** **for Retirement and Private Wealth**...initiatives. + 10+ years' experience as a senior SEC regulatory compliance professional for either a large… more
- Robert Half Legal (Dallas, TX)
- Description We are looking for a dedicated and detail-oriented Compliance Officer to join our team on a contract basis in Dallas, Texas. This role is pivotal in ... compliance program effectively. The ideal candidate will possess expertise in compliance operations and regulatory management, contributing to the continuous… more
- MUFG (Irving, TX)
- …Manage, define and maintain program, process and procedures holistically. + Oversee regulatory compliance GRC projects for process or system enhancements ... project policies and procedures. Provide system requirements for enhancements to regulatory compliance GRC technologies. + Identify technology improvement… more
- Safran (Gainesville, TX)
- Export Compliance Officer and Compliance Correspondent **Job details** **General information** **Entity** Safran is an international high-technology group, ... Trade compliance and risks - Export control **Job title** Export Compliance Officer and Compliance Correspondent **Employment type** Permanent… more
- Fujifilm (Austin, TX)
- **Position Overview** The Regulatory Compliance Manager (Corporate) is a member of the FUJIFILM Holdings America Corporation ("HLUS") Department reporting to the ... Corporate Compliance Director. The Compliance Manager will be...Collaborate closely with colleagues in Legal, IT, HR, Finance, Regulatory and other core functions in order to direct… more