- Cherry Bekaert (Albany, NY)
- …practice, we have an excellent opportunity for a **Senior Associate ( Regulatory Compliance )** to join our ... team providing internal audit, regulatory compliance and risk management services to banks and financial institutions. As the level of regulatory and… more
- City National Bank (New York, NY)
- * REGULATORY ASSOCIATE , IN-BUSINESS CLIENT SERVICE & OPERATIONS RISK & CONTROLS* WHAT IS THE OPPORTUNITY? This position will work directly with the City ... Defense to support and assist in identifying, monitoring and mitigating operational and regulatory risks within Client Service & Operations .The role will support… more
- US Bank (New York, NY)
- …Legal Regulatory Group, the Law Division, Risk Management and Compliance , Audit, Finance, and Government Relations when providing legal subject matter coverage ... positions. + Provide legal support and guidance on enterprise-wide regulatory reporting and compliance projects. + Review...personnel from the business lines as well as the operations , risk and compliance , treasury, and legal… more
- Binghamton University (Binghamton, NY)
- …and practices, with a track record of overseeing accurate financial reporting, regulatory compliance , and audit readiness; + excellent written and oral ... The Chief Financial and Operating Officer of the Binghamton University Foundation and Associate Vice President for Advancement Operations in the Division of… more
- The Rare Wine Co. (Brooklyn, NY)
- …a keen eye for detail, outstanding communication skills, and a thorough understanding of regulatory frameworks. The Compliance Associate will play a crucial ... Compliance Associate Vieux Vins Group is... Compliance Associate Vieux Vins Group is a prestigious wine... Filings: Prepare, submit, and track federal and state regulatory filings for sales and operations . Licensing… more
- SMBC (New York, NY)
- …Underwriting, Risk Management, Compliance , IT Risk and Training committees. The Compliance Advisory Associate role assists in managing coverage areas or ... for SMBC Nikko Securities Inc. **Role Objectives** + Assists in providing regulatory and compliance advice, identifying training needs, preparing and providing… more
- TD Bank (New York, NY)
- …provide you more specific details for this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join the trade ... as well as the support functions including Technology and Operations * Build relationships with Compliance Advisory...guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing … more
- IQVIA (Ithaca, NY)
- …skills and abilities needed for this role:** + Strong understanding of laboratory operations , testing procedures, and regulatory compliance (eg, CAP/CLIA). + ... We are seeking an ** Associate Manager, Laboratory Operations ** to join...to support uninterrupted lab operations . + Ensuring compliance with safety, quality, and regulatory standards… more
- Humana (New York, NY)
- …and implement process improvements to enhance efficiency, member satisfaction, and regulatory compliance . + Oversee resolution of member enrollment issues, ... caring community and help us put health first** The Associate VP, Resolution- CTM Oversight and Operations ...and strategic process improvement roles. + Deep understanding of compliance , regulatory requirements, and quality metrics in… more
- Humana (Albany, NY)
- **Become a part of our caring community and help us put health first** The Associate Actuary, Risk and Compliance is responsible for the overall management and ... develops and recommends controls and cost-effective approaches to minimize risks. The Associate Actuary, Risk and Compliance work assignments involve moderately… more