- Bank of America (New York, NY)
- …Reputational and Operational risk to the Bank. On a tri-annual basis this associate will be responsible for leading regulatory exam preparatory activities while ... * Ensure delivery of complete, accurate and timely regulatory reports to regulatory agencies. * Executes control practices, including compliance with all … more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... Associate , US Treasury - Liquidity Reporting & Analytics...limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
- Wolters Kluwer (New York, NY)
- …8 days per month at an approved Wolters Kluwer location._** The **AI Governance Associate Director** will serve as a key leader in the evolution and execution of ... use cases, leading cross-functional discussions with conviction, and translating regulatory and ethical requirements into structured, scalable governance solutions.… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... Associate Director, Global Capital Markets Documentation, GBM, New...limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
- Mount Sinai Health System (New York, NY)
- …of mandatory staff competency evaluations. 10. Reviews unit progress, changes and compliance with quality and safety metrics with Associate Directors, Clinical ... team to develop a cohesive unit leadership group. 4. Maintains service line compliance with all regulatory agency mandates, including the regulations of NYS… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... Associate Director, US Corporate Banking Origination, (Consumer, Industrial,...limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
- S&P Global (New York, NY)
- …Analytic teams, Compliance (2nd Line), Internal Audit (3rd Line), Rating Operations , Editorial and other IBC colleagues to implement an effective 1st Line risk ... innovation and inclusivity are at the forefront of our operations . Our team values integrity, transparency, and a proactive...and resolution of Management Action Plans (MAPs) that address regulatory , compliance and internal audit findings. +… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... Associate Director, Execution and Structuring-US Corporate Banking -...limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global… more
- Walmart (Plattsburgh, NY)
- …and procedures for advising on merchandise and filling prescriptions. Ensures optical operations are aligned with company and regulatory standards for ... your chance to be part of it. A Walmart Associate Optometrist is the clinical partner to the Vision...and contributions of others across the business. Ethics and Compliance : Promote Ethics and Compliance : Builds and… more
- New York State Civil Service (Albany, NY)
- …development and revision of internal policies and procedures governing gaming operations oversight.Conducts impact analyses of regulatory or statutory changes ... NY HELP No Agency State Police, Division of Title Associate Administrative Analyst Occupational Category Other Professional Careers Salary Grade 23 Bargaining Unit… more