- Sumitomo Pharma (Tallahassee, FL)
- …during IND submissions, clinical study reports, and NDA/MAA filings. + Collaborate with regulatory affairs team to ensure compliance with regulatory ... encounters is considered confidential. ** Compliance ** : Achieve and maintain Compliance with all applicable regulatory , legal and operational rules and… more
- TD Bank (Jacksonville, FL)
- …high-risk customers, including analysis of customer behavior and activity of concern, in compliance with KYC policy and regulatory requirements. The team engages ... proactive strategies, tactics, policies, and programs to effectively manage regulatory / compliance issues + Provides insight, guidance, and recommendations… more
- TECO Energy (Tampa, FL)
- …risks through effective planning and resource management. **Stakeholder Engagement and Regulatory Compliance ** + Develop strong relationships with internal and ... leadership, problem-solving, and strategic planning skills. + Familiarity with regulatory compliance , industry standards, and technological advancements in… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …programs, mentorships, and continuing education options. **Job Summary:** Manages the compliance oversight, ensuring adherence to firm and regulatory policies ... Responsible for compliance oversight and ensuring adherence to firm and regulatory policies and procedures. * Perform reviews of client accounts and documents… more
- MUFG (Tampa, FL)
- …sanctions audits, by evaluating the operating effectiveness of existing financial crimes compliance , as well as the design and implementation of relevant controls, ... processes, documentation of policies and procedures, reporting, list screening, regulatory change management, governance framework, and training. + Maintain … more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …and databases. + Critical thinking and decision-making, involving the interpretation of regulatory rules and compliance policies. + Detail orientation to ensure ... practices" and ensures the firm is adhering to all legal and regulatory requirements. + Coaches and mentors associates, identifies training needs and recommends… more
- Community Health Systems (Naples, FL)
- …a key leader responsible for overseeing risk management, patient safety, and regulatory compliance across Physicians Regional Healthcare System. This role ... + Track and report on patient complaints, grievances, and risk-related data for regulatory compliance . ** Regulatory Preparedness & Accreditation** + Ensure… more
- UKG (Ultimate Kronos Group) (Weston, FL)
- …is seeking a Third-Party Risk Management (TPRM) Transformation Leader to join its Risk and Compliance team. The Risk and Compliance team plays a vital role in ... to proactively identify, assess, and manage risks, and ensure adherence to regulatory standards. **About the Role** The Senior Manager, TPRM Transformation will be… more
- SolomonEdwards (Tallahassee, FL)
- …banking client. This role requires a strong understanding of risk management, compliance , and regulatory expectations within the financial services industry. The ... and global banking regulations (OCC, FRB, FDIC, Basel III). Collaborate with Risk, Compliance , Legal, and Business teams to ensure regulatory requirements are… more
- NTT America, Inc. (Tallahassee, FL)
- …Health and Safety programs that meet or exceed local, regional, and national regulatory compliance standards, along with NTT corporate value statements. + ... company buildings and coordinates periodic drills. + Coordinates and participates in regulatory agency inspections and investigations to ensure compliance with… more