- Charles Schwab (Austin, TX)
- …provides internal audit coverage of the business process activities and compliance functions for Schwab's registered domestic and international broker-dealers and ... corporate client services, including stock plan services, retirement plan services, and compliance and employee trade monitoring solutions; and (vi) middle and back… more
- Amazon (Austin, TX)
- …you have an extensive background in delivering strategic outcomes for security and compliance and a passion for working with customers to solve complex technical ... vision, address risks and implement their security, resilience, and compliance strategies on the AWS platform. This role will...be able to interpret the impacts of industry and regulatory changes, and track and report on industry trends.… more
- TIAA (Dallas, TX)
- …completing program requirements, maintains the program and procedures, and understands regulatory requirements to ensure compliance . **Key Responsibilities and ... Degree in business, legal, or other related discipline + Certified Third-Party Risk Professional (CTPRP) or Certified Regulatory Vendor Program Manager (CRVPM) +… more
- University of Texas Rio Grande Valley (Harlingen, TX)
- …and maintains the educational quality of the training program while ensuring compliance with ACGME accreditation standards and other regulatory requirements. * ... other program/organizations (internal and external stakeholders). * Keeps abreast of current compliance and regulatory requirements at the various training sites… more
- Capital One (Plano, TX)
- …Associate in the Financial Services Business Risk Office, you will provide professional risk judgment that enables business partners to tackle major company ... division partnering closely with senior business and risk office leaders, technology, compliance , legal, and Operational Risk Management. In this role, you will: +… more
- PNC (Dallas, TX)
- …and reporting to ensure adherence to complex deal structures and/or regulatory compliance requirements. + Consults and advises customers, investors, ... Compliance Requirements, Documentations, Due Diligence, Loan Documentation, Regulatory Compliance , Risk Mitigation Strategies **Competencies** Consulting,… more
- PNC (Dallas, TX)
- …and reporting to ensure adherence to complex deal structures and/or regulatory compliance requirements. + Consults and advises customers, investors, ... Compliance Requirements, Documentations, Due Diligence, Loan Documentation, Regulatory Compliance , Risk Mitigation Strategies **Competencies** Consulting,… more
- IBM (Dallas, TX)
- …an understanding of Automotive-specific data challenges, including interoperability, security, and regulatory compliance . The opportunity requires you to design, ... a production environment, with considerations for data privacy, interoperability, and regulatory compliance * Experience designing and developing data warehouses… more
- Shell (Houston, TX)
- …Delegated Reporting agreements, Broker agreements, Service Level Agreements etc. ensuring compliance with both regulatory and Shell-mandated requirements. + ... supporting functions with regard to derivatives contractual arrangements ensuring compliance with both regulatory and Shell mandated...equivalent relevant experience + 3 or more years of professional work experience + 1 or more years of… more
- ABM Industries (Houston, TX)
- …Set positive, professional example for workforce. + Ensure front-line employee compliance with all safety, security, compliance and quality standards and ... met and that front-line employees are complying with all safety, quality, and compliance standards established by the Company, by our clients, and by regulatory… more