- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're… more
- TD Bank (New York, NY)
- …and continuous enhancement of programs designed to provide effective, independent regulatory compliance risk management and oversight of business line(s) ... senior leadership and the Boards on the state of regulatory compliance risks, controls and outcomes *... * Aids in development and enhances a scalable compliance program with effective program … more
- University of Rochester (Rochester, NY)
- …government program managers and contracting officers. KEY RESPONSIBILITIES: + ** Compliance Program Leadership** : Lead the design, implementation, and ... ongoing maintenance of a comprehensive government contracting compliance program , ensuring alignment with all relevant laws and regulations. + **Contract Review… more
- KeyBank (Buffalo, NY)
- …management and/or compliance (eg - Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM)). + Experience with data analysis tools and ... (the "REA Program ") has the responsibility for evaluating Key's ongoing compliance with applicable laws and regulations through the execution of compliance … more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... manage day-to-day operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical expertise, we're… more
- HSBC (New York, NY)
- …investors, our communities and the planet we all share. As Risk Stewards, Regulatory Compliance (RC) Advisors provide advice, guidance, opinions, direction, and ... as a regulatory coordinator and central point of contact providing regulatory compliance advisory support on transactions, strategic initiatives and projects… more
- TD Bank (New York, NY)
- …work experience + 7+ years of experience **Desired Skills & Experience:** + Certified Regulatory Compliance Manager (CRCM) or Juris Doctor (JD) a plus + Strong ... identification, resolution, and documentation + Familiarity in data governance and data-related regulatory compliance + Awareness of Open Banking principles and… more
- Mizuho Corporate Bank (New York, NY)
- …with stakeholders to gather requirements, define project scope, and ensure regulatory alignment. Responsibilities include developing and enhancing compliance ... and communication skills are essential. Key Responsibilities: + Translate complex compliance and regulatory requirements into clear, actionable technical… more
- Raymond James Financial, Inc. (New York, NY)
- …will lead and oversee the design, implementation, and supervision of a comprehensive compliance program for the Capital Markets division. This role requires ... significant industry expertise, regulatory acumen, and leadership skills to manage ...+ Lead the development and implementation of a comprehensive compliance program for Capital Markets, encompassing Equity… more
- City of New York (New York, NY)
- …that all program operations and professional development initiatives align with regulatory compliance standards, including those set forth by the Department ... Serve as a resource for interpreting and implementing program regulatory requirements, including CACFP meal service compliance . Establish and maintain… more