- Heritage Financial Credit Union (Middletown, NY)
- …a difference in the lives of our members and our community. POSITION PURPOSE Regulatory Compliance is responsible for developing and maintaining a Compliance ... Analyst role works with CU leadership to support the Compliance and Risk Management Program with a...a financial institution, auditing firm, or consulting firm with regulatory compliance focus + Bank operations experience… more
- CBRE (New York, NY)
- …+ Develop, implement, and maintain a strong compliance and privacy program aligned with CBRE's internal policies, regulatory requirements, and industry ... the Vice President, Gov't & Defense, M&A Integration, and Regulatory Compliance and offers the opportunity to make... Compliance Program Leadership:… more
- American Express (New York, NY)
- … requirements and internal policies, working closely with both business and compliance partners. The ideal candidate has strong regulatory knowledge, a ... to front-line business teams, helping them understand and comply with applicable regulatory obligations. + Support the execution of compliance risk assessments… more
- City National Bank (New York, NY)
- …- Mortgage is responsible for managing and maintaining assigned areas of the compliance program covering US Mortgage Banking including monitoring business area ... applicable laws and regulations, ensuring controls are in place to mitigate compliance risk. Maintaining regulatory change management, policies and procedures,… more
- American Express (New York, NY)
- …credit card or financial services industries + Knowledge of US consumer compliance regulatory requirements applicable to the banking industry including, but ... (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)) + Experience with data analytic… more
- TD Bank (New York, NY)
- …+ Support the Firms build out and ongoing support of the Firms Regulatory Compliance Management Framework including Rules mapping, control mapping and ongoing ... on regulatory requirements and assisting business units to manage their regulatory risk. The successful candidate should have compliance advisory experience… more
- City National Bank (New York, NY)
- …will also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable ... *Must-Have** * Bachelor's Degree or equivalent * Minimum 7 years of compliance , regulatory compliance with respect to registered investment adviser products… more
- TD Bank (New York, NY)
- …a tangible impact - both in day-to-day operations and in the design of a future-focused compliance program . This not just about implementing a new program - ... operations while also helping design and implement a forward-thinking compliance program for the future. Beyond technical...+ Proactively advises the business of new and changed Compliance regulatory and/or policy changes + Formulates… more
- American Express (New York, NY)
- …& Ethics (GC&E) organization establishes the framework for American Express' global compliance risk management program commensurate with the size, complexity and ... risk management function, GC&E is responsible for overseeing the organization's compliance with regulatory expectations through a combination of monitoring… more
- Travelers Insurance Company (New York, NY)
- …As a Compliance Consultant, you will be responsible for assisting with compliance initiatives with specific focus on regulatory change management. This role ... awareness on compliance matters. **What Will You Do?** + Market Regulatory Activity: + With guidance and oversight, assist in providing information for… more
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