- University of Rochester (Rochester, NY)
- …+ Participates in maintaining the department in technical readiness to meet the regulatory compliance standards for New York State, CAP, and any other ... Homes. + Trains new staff and coordinates other necessary training, including program maintenance and development, orientation, and direction of in-house trainers. +… more
- Siebert Williams Shank (New York, NY)
- …+ Ensure that all activities and duties are carried out in full compliance with regulatory requirements and internal policies and procedures Qualifications: + ... supported by a robust secondary sales and trading platform, and a sound regulatory capital base. We are a SEC-registered securities broker-dealer and member of the… more
- Neuberger Berman (New York, NY)
- …across the operating model, technology platforms, process redesign, regulatory implementations, and continuous business enhancement, with direct accountability ... for Private Wealth. **Key Responsibilities** + Own end-to-end strategic program design, governance, and execution for all high-priority initiatives within… more
- MUFG (New York, NY)
- …and scenario analysis + Collaborate with front-office, credit risk management, legal and regulatory teams to ensure compliance with industry standards and ... performance-based bonus and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance… more
- MUFG (New York, NY)
- …ability to liaise across multiple functions including trading, risk, finance, compliance , and operations. **Key Responsibilities:** * Support the primary business ... * Drive governance and ensure adherence to internal controls, audit, and regulatory standards. * Prepare and deliver performance reporting, KPIs, and strategic… more
- PNC (New York, NY)
- …of the model. + Prepares and analyzes detailed documents for validation and regulatory compliance , using applicable templates. PNC Employees take pride in our ... Gathering and Reporting, Effective Communications, Predictive Analytics, Quantitative Techniques, Regulatory Environment - Financial Services, Testing **Work Experience** Roles… more
- SMBC (New York, NY)
- …for planning, development, implementation, and maintenance of an internal audit program covering technology related areas across the Americas Division and (ii) ... of IT application related areas assessing adherence to firm and regulatory requirements and assessing design, operating effectiveness and sustainability of… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …This role is responsible for ensuring the robustness, scalability, and compliance of upstream operations through effective technology transfer, validation support, ... performance issues at CDMOs. + Analyze upstream process data (via CPV program , campaign summaries) to monitor performance, identify trends, and propose process… more
- Citigroup (New York, NY)
- …across institutional client businesses to ensure full alignment on business and regulatory goals, as well as consistency and best practices. Accelerating progress on ... whether for real-world needs or as part of our scenario planning and regulatory reporting. While that sounds straightforward, it's a meaningful undertaking to move… more
- Wolters Kluwer (New York, NY)
- …success managing product line projects, including risk mitigation, regulatory awareness, translating customer needs into business requirements, stakeholder ... tracking success metrics. * Leverage knowledge of US healthcare government and regulatory published drug information and policy data sources (CMS, FDA, etc.)… more