- American Express (New York, NY)
- …Finance organization drives performance while upholding the Company's commitment to regulatory compliance and financial integrity through strategic collaboration ... Finance specific compliance expertise, particularly in relation to identifying where compliance and regulatory risk is present in Finance process and… more
- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... to help manage regulatory risk. Ideal candidate would have previous compliance experience, preferably in an advisory capacity. The Senior Manager will provide… more
- TD Bank (New York, NY)
- …multiple sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Help to ensure TDS meets ... provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives… more
- TD Bank (New York, NY)
- …specific details for this role. **Job Description:** TD has enhanced its Regulatory Compliance Management Framework (RCM) and is implementing new enhancements ... a strong risk culture and comprehensive approach to managing regulatory compliance risk. This Director - ...Recruit and develop talented testing professionals to support the program . + Liaise and build a strong relationship with… more
- University of Rochester (Rochester, NY)
- …team, responsible for overseeing and leading all aspects of the University's compliance program for academic and central administrative functions. The CCE ... and senior leadership across various university departments. **Essential Functions:** Compliance Program Leadership: + Oversee the development, implementation,… more
- Bloomberg (New York, NY)
- …of giving back to our communities as evidenced by our award-winning pro bono program . The Chief Risk Office and Global Compliance team provide coverage of ... for Bloomberg's non-regulated products and services. We work to address regulatory and operational issues, ensure compliance with current/developing rules… more
- Scotiabank (New York, NY)
- …to ensure compliance issues are identified and addressed and an appropriate Compliance program to support the initiative is implemented. + Develop or ... policies, and procedures. This individual will be responsible for compliance and regulatory matters relating to the Bank's Dodd-Frank Title VII obligations… more
- JPMorgan Chase (New York, NY)
- …and other Control functions. Additionally, you will need to have experience in Compliance , as well as familiarity with regulatory best practices. **Job ... management of compliance and conduct risks. + Collaborate with legal, regulatory engagement, the business and other control functions to gather information and… more
- KPH Healthcare Services, Inc. (East Syracuse, NY)
- …of Compliance and Clinical Operations is responsible formaintaining an effective compliance program to ensure that HealthDirect services are provided in ... **Overview** **Scope of Responsibilities:** Responsible for all regulatory , compliance , and accreditation matters within HealthDirect. Oversees the development,… more
- American Express (New York, NY)
- …markets. + Support an effective Compliance program including Compliance Risk Assessment (CRA), Regulatory Change Management (RCM), and contribute to ... scalable marketing and innovation by monitoring the overall effectiveness of the business compliance program via Compliance Risk Assessment, Issue Management… more