- American Express (New York, NY)
- …Global Risk and Compliance ('GRC'), and reports to the Director of Regulatory Risk Management. RELM supports the end-to-end lifecycle of regulatory exams, ... with key cross-functional stakeholders, including Operational Risk Management, US Regulatory Relations, the General Counsel's Organization, Enterprise Program … more
- The Rare Wine Co. (Brooklyn, NY)
- …keen eye for detail, outstanding communication skills, and a thorough understanding of regulatory frameworks. The Compliance Associate will play a crucial role ... excise tax reports for relevant jurisdictions. Documentation and Reporting: Maintain compliance documentation and regulatory databases to ensure up-to-date,… more
- City National Bank (New York, NY)
- …processes are in place for the appropriate oversight, tracking and reporting of compliance program risks that includes an internal control structure, new ... must comply and an awareness of issues of recent regulatory focus. * Escalate and measure compliance risk issues to leadership and the lines of business,… more
- Bloomberg (New York, NY)
- …of giving back to our communities as evidenced by our award-winning pro bono program ! The Global Compliance team within Bloomberg's Legal & Compliance ... regulated entities, as well as non-regulated offerings. We work to address regulatory issues, ensure compliance with current/developing rules and regulations,… more
- MUFG (New York, NY)
- …more details. Our ideal candidate will possess a strong understanding of regulatory compliance , risk management, and business operations. This role requires ... analytical, and able to effectively communicate with various stakeholders. + Assess regulatory / compliance controls related to areas of coverage. This would… more
- JPMorgan Chase (New York, NY)
- …Management. In this role, you will leverage your knowledge and experience in Compliance , along with familiarity with regulatory and audit best practices. ... Compliance policies, procedures and bulletins reasonably designed to support compliance with applicable regulatory obligations, corporate requirements and… more
- American Express (New York, NY)
- … compliance risk assessments and control self-assessments. + Support regulatory exam readiness, issue remediation, and corrective action planning. + Coordinate ... an experienced and strategic Director - First Line of Defense (1LOD) Compliance professional to lead compliance risk identification, management, and mitigation… more
- City of New York (New York, NY)
- …for equitable growth. Your Team: The Division of Economic Opportunity and Regulatory Compliance (EORC) supports HPDs mission by reviewing the integrity ... from the Agency. The Office of Economic Opportunity and Regulatory Compliance is composed of 5 Units:...& Engagement Services (SAES) - Economic Opportunity & Inclusionary Program (EOIP) The Economic Opportunity and Inclusion Program… more
- WMCHealth (Suffern, NY)
- …of assigned departments, which may include clinical oversights, quality assurance, regulatory compliance , educational and training program (s), human ... County, NJ. The hospital is home to a recognized cardiovascular program , comprehensive cancer-treatment services, the area's leading Wound and Hyperbaric Institute… more
- American Express (New York, NY)
- …We create and maintain the overall risk management framework while ensuring legal and regulatory compliance . Our culture in Global Risk & Compliance is ... particularly Generative AI. * Strong understanding of AI risk management and regulatory compliance . * Excellent problem-solving skills and the ability to… more