- City of New York (New York, NY)
- …history. This investment, coupled with a commitment to reduce administrative and regulatory barriers, is a multi-pronged strategy to tackle New York City's complex ... in order to facilitate affordable housing development. Housing Incentives' Compliance and Enforcement (C&E) division investigates and takes enforcement action… more
- American Express (New York, NY)
- …for commercial products, features and processes, as well as supporting Compliance Program deliverables related to these areas. **Responsibilities:** + ... that the strength of the control environment is evaluated in accordance with Compliance Program standards. + Liaising as required with the relevant stakeholders,… more
- City of New York (New York, NY)
- …with C&E's internal and external partners. You will contribute to investigations of non- compliance with the tax programs and regulatory agreements that are ... issues with applications. - Perform analyses and reviews in relation to non- compliance with Housing Incentives program requirements to maintain affordability,… more
- Mizuho Corporate Bank (New York, NY)
- …across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk, ... related field- Cloud architecture certifications (Azure preferred)- Experience with compliance screening technologies and regulatory reporting systems-… more
- TD Bank (New York, NY)
- …provides advice, guidance and support to business units in adhering to regulatory / compliance requirements and assists in implementing compliance initiatives ... New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $135,000 USD TD is committed to providing fair… more
- TD Bank (New York, NY)
- …globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and ... across the firm + Contribute, as needed, to annual compliance training requirements and regulatory change impact...application process, please email TD Bank US Workplace Accommodations Program at ###@td.com . Include your full name, best… more
- TD Bank (New York, NY)
- …globe. This Compliance Officer will also support other aspects of the Core Compliance program as needed. Compliance Monitoring and Testing + Develop and ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $145,000 - $185,000 USD TD is...to mid- range planning (eg 6-12 months) + Manages regulatory reviews including inquiries, audits, and exams **Education &… more
- Scotiabank (New York, NY)
- …these business activities. **What You'll Do** + Support Compliance Testing Program in conducting reviews based upon the regulatory requirements, processes, ... compliance testing for Scotiabank's US operations. The US Compliance Testing Program covers US regulations applicable...You'll Bring** + A minimum of 5 years of compliance , audit or regulatory exam support experience… more
- American Express (New York, NY)
- …through continuous coaching, feedback, recognition and encouragement + Certified Regulatory Compliance Manager (CRCM) Certification **Qualifications** Salary ... consumer compliance experience + Experience in managing activity in compliance , banking, regulatory examinations or audit. **Preferred Qualifications:** +… more
- KeyBank (NY)
- …organization in strategic investments and acquisitions from an AML and OFAC regulatory compliance perspective. **ESSENTIAL JOB FUNCTIONS** + Manage the AML/OFAC ... and line of business partnerships to identify and manage compliance risks with assigned regulatory topics. Support...organization + Knowledge of Key's internal systems and AML Program + Knowledge of FFIEC Examination Manual and/or SEC… more