- TEG Federal Credit Union (Poughkeepsie, NY)
- …AVP of Compliance , you will be responsible for leading the compliance department, supervising staff, monitoring regulatory changes and enforcement actions, ... TEG Federal Credit Union! Job Title: Assistant Vice President (AVP) of Compliance Location: Poughkeepsie, NY Salary: $80,000-$95,000 (based on experience) Job Type:… more
- City of New York (New York, NY)
- …and program evaluation techniques. The Senior Manager of Policy Compliance will provide technical guidance to agency stakeholders on social welfare research ... wide latitude for independent decision and action, the Senior Manager of Policy Compliance will direct research, conduct high level analysis, and manage the drafting… more
- ADP (New York, NY)
- …Compliance & Ethics** You will serve a key role in supporting the Sales Compliance Program operations and enhancements. You will deliver compliance ... Protection Act). **Qualifications:** + 3+ years extensive experience in supporting compliance program activities in large corporate environment, global… more
- JPMorgan Chase (New York, NY)
- …experience in Compliance as well as have a familiarity with regulatory best practices. Additionally, you will support JPM Wealth Management trading desks ... actions + Partner with global/regional Surveillance teams in promoting our global program and its responsibilities + Conduct ongoing compliance monitoring… more
- WMCHealth (Valhalla, NY)
- …technicians to ensure timely access to therapies + Ensure adherence to all regulatory requirements, including 340B program compliance , specialty pharmacy ... optimize outcomes for complex therapies, particularly within the 340B program framework. Responsibilities: + Oversee accurate preparation, verification, and… more
- BlackRock (New York, NY)
- …**Responsibilities would include, but not be limited to:** + Assist in development of compliance program for 1940 Act funds, including providing support for new ... be able to effectively manage compliance risk and help ensure compliance with regulatory requirements and applicable BlackRock policies and procedures… more
- US Bank (New York, NY)
- …Day One. **Job Description** This position within RSS will serve as the Chief Compliance Officer (CCO) for one of our multiple series trusts (MST) containing mutual ... thereviewandadministrationofcompliance policiesandproceduresandthecreationofnewpoliciesandproceduresinresponsetonewly issued regulatory guidance +… more
- Meta (New York, NY)
- …plans for supported program (s) 4. Support execution of risk and compliance related activities including statutory risk assessments, regulatory requests for ... and communicate the overall strategy for initiatives within the program to key stakeholders. In this role, you will...standards in order for Meta to maintain legal and regulatory compliance 15. Create & facilitate presentations… more
- Meta (New York, NY)
- …plans for supported program (s). 4. Support execution of risk and compliance related activities including statutory risk assessments, regulatory requests for ... and communicate the overall strategy for initiatives within the program to key stakeholders. In this role, you will...standards in order for Meta to maintain legal and regulatory compliance . 15. Create & facilitate presentations… more
- The Research Foundation for SUNY (Albany, NY)
- …and interpersonal skills to support the implementation of the RF's board approved Compliance Program . The Compliance Specialist will interact with all ... support of initiatives supporting the implementation of the RF's Compliance Program ; + Develop, deliver, and maintain...and regulations; + Collect and analyze data on pertinent regulatory matters in order to help function owners stay… more
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